Steven J. Binder

HAMILTON LANE SECURITIES LLC

Conshohocken, PA 19428

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CRD#: 1660514

Professional summary

Steven Jay Binder, who also goes by Steve Binder, is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Binder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Columbia Partners L.L.C. Investment Management (investment-related) 5425 Wisconsin Ave., Suite 303 Chevy Chase, MD 20185 Mr. Binder is currently a member of the Management & Executive Committees and a unit holder. This ownership position began in November 1995 in conjunction with Mr. Binder's employment at Columbia Partners and will end upon his ownership dissolution. Since joining Chartwell on April 9, 2018, his relationship with Columbia has been that of outside partner. The amount of time Mr. Binder devotes to Columbia Partners activities is de minimis.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Jay Binder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2023 - Present

HAMILTON LANE SECURITIES LLC

Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428

CRD#: 281510

Conshohocken, PA

Past

August 16, 2018 - April 27, 2022

CHARTWELL INVESTMENT PARTNERS, LLC

RIA

CRD#: 170335

Berwyn, PA

Past

November 30, 1995 - May 25, 2018

COLUMBIA PARTNERS, L.L.C. INVESTMENT MANAGEMENT

RIA

CRD#: 107855

CHEVY CHASE, MD

Past

September 28, 1989 - November 15, 1990

WASHINGTON BROKERAGE SERVICES, INC.

CRD#: 17822

Past

June 23, 1987 - July 31, 1987

AMERICAN SECURITY INVESTMENT SERVICES, INC.

CRD#: 17416

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/11/2024)

California
(3/27/2024)

Connecticut
(3/28/2024)

District of Columbia
(3/29/2024)

Florida
(3/28/2024)

Georgia
(3/28/2024)

Illinois
(4/3/2024)

Indiana
(4/18/2024)

Kansas
(3/29/2024)

Louisiana
(4/9/2024)

Maryland
(3/28/2024)

Massachusetts
(3/28/2024)

Michigan
(3/29/2024)

Minnesota
(3/28/2024)

Missouri
(3/27/2024)

Nebraska
(3/27/2024)

Nevada
(4/1/2024)

New Jersey
(4/1/2024)

New Mexico
(4/1/2024)

New York
(4/22/2024)

Ohio
(3/27/2024)

Oregon
(3/28/2024)

Pennsylvania
(3/28/2024)

Rhode Island
(3/28/2024)

South Carolina
(4/2/2024)

Tennessee
(4/1/2024)

Texas
(3/28/2024)

Utah
(3/28/2024)

Virginia
(3/28/2024)

Washington
(3/29/2024)

West Virginia
(4/4/2024)

Wisconsin
(3/28/2024)

Exams

State Security Law Exam

Series 63

Date: 12/20/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/1/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/6/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HAMILTON LANE SECURITIES LLC

CRD#: 281510 / SEC#: , 8-69675

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

110 Washington Street Suite 1300, Conshohocken, PA 19428

Mailing Address

110 Washington Street Suite 1300, Conshohocken, PA 19428

Phone number

(610) 934-2222

Established

Delaware since 08/17/2015

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HAMILTON LANE	MEMBER	107876
BRENNAN, STEPHEN RICHARD JR	CHIEF EXECUTIVE OFFICER	2488932
ROMERO, MONIQUE VICTORIA	FINOP	6712654
SHIN, ROBERT	CHIEF COMPLIANCE OFFICER	2683514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Binder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Jay Binder's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARTWELL INVESTMENT PARTNERS, LLC

COLUMBIA PARTNERS, L.L.C. INVESTMENT MANAGEMENT

WASHINGTON BROKERAGE SERVICES, INC.

AMERICAN SECURITY INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/2023

Series 65

Date: 10/1/1993

Series 7TO

Date: 5/13/2023

SIE

Date: 2/6/2023

Series 7

Date: 4/25/1987

FINRA

Current Firm

HAMILTON LANE SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAMILTON LANE SECURITIES LLC

TRUST BUT VERIFY

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