Glenn Andrew Grossman
Professional Summary
Glenn Andrew Grossman is a registered financial advisor currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York. Glenn is registered as a RR (Registered Representative) and started their career in finance in 1987. Glenn has worked at 7 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
APB FINANCIAL GROUP | EAGLE BROKERS | DINOSAUR SECURITIES, L.L.C. | DINOSAUR FINANCIAL GROUP, L.L.C
Contact Information
Main Address
33 Whitehall St 1102, New York, NY 10004Mailing Address
33 Whitehall St 1102, New York, NY 10004Phone Number
(212) 448-9944Established
Delaware since 05/11/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
6Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/5/2010)
(3/6/2020)
(6/5/2002)
(7/15/2002)
(2/28/2020)
(5/6/2002)
(3/1/2010)
(3/22/2006)
(1/14/2010)
(12/15/2015)
(9/22/2026)
(10/29/2020)
(1/28/2010)
(2/7/2024)
(2/1/2010)
(3/15/2001)
(3/3/2010)
(10/16/2020)
(1/4/2010)
(4/11/2006)
(1/22/2010)
(1/26/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Glenn Andrew Grossman's CRS (Customer Relationship Summary).
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