John Pandely Argenti
Professional Summary
John Pandely Argenti, who also goes by John Argenti, is a registered financial advisor currently at GORDON, HASKETT CAPITAL CORPORATION located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Argenti
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
BRUAN, GORDON INVESTING GROUP, INC. | GORDON, HASKETT INVESTING GROUP, INC. | GORDON, HASKETT CAPITAL CORPORATION | GORDON, HASKETT & CO., INC.
Contact Information
Main Address
441 Lexington Avenue 10th Fl., New York, NY 10017Mailing Address
441 Lexington Avenue 10th Fl., New York, NY 10017Phone Number
(914) 329-0370Established
Delaware since 03/21/1985Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/6/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Aug 2013About the Series 87 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Apr 2004About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Pandely Argenti's CRS (Customer Relationship Summary).
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