KP
Kenneth R. Perkins
CETERA INVESTMENT ADVISERS LLC
STEUBENVILLE, OH 43952
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CRD#: 1653276
KP
Professional summary
Kenneth Robert Perkins is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Steubenville, Ohio and CETERA WEALTH SERVICES, LLC located in Steubenville, Ohio.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kenneth has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT FROM BUSINESS ADDRESS (FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY) 10 SECURITIES TRADING HOURS WEEKLY 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 3/1985 2.) OWNER OF RENTAL PROPERTY RESPONSIBLE FOR PAYMENT OF MORTGAGE ON PROPERTY, UPKEEP OF PROPERTY, PAYMENT OF INSURANCE AND TAXES ON SAID PROPERTY AND COMPLIANCE WITH LOCAL LAWS REGARDING THE PROPERTY, STEUBENVILLE, OHIO , 1 SECURITIES TRADING HOURS WEEKLY, 3 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2008 3.)NOTARY PUBLIC SAME AS REGISTERED ADDRESS, 1 SECURITIES TRADING HOURS WEEKLY, 1 NON SECURITIES TRADING HOURS WEEKLY, START DATE 8/2003 4) NAME OF OTHER BUSINESS: DBA TRI STATE FINANCIAL SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 03/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE SALES 5) NAME OF OTHER BUSINESS: JEFFERSON SOIL AND WATER CONSERVATION DISTRICT INVESTMENT RELATED: NO ADDRESS: 500 MARKET ST #34 STEUBENVILLE OH 43952 NATURE OF BUSINESS: PUBLIC SERVICE START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF TRADING HOURS PER WEEK: 2 POSITION/TITLE/RELATIONSHIP: MEMBER OF BOARD OF SUPERVISORS BRIEF DESCRIPTION OF DUTIES: OVERSEE ACTIVITIES RELATED TO LOCAL WATER AND SOIL CONSERVATION 6) NAME OF OTHER BUSINESS: JEFFERSON COUNTY SOIL AND WATER CONSERVATION DISTRICT; INVESTMENT RELATED: NO; ADDRESS: 500 MARKET ST MEZZANINE SUITE 4, STEUBENVILLE, OH 43952; NATURE OF BUSINESS: BOARD MEMBER; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: MAINTENANCE OF FINANCIAL RECORDS AND EXPENSES, PAY BILLS AS AUTHORIZED BY BOARD; 7) NAME OF OTHER BUSINESS: STEUBENVILLE CULTURAL TRUST INVESTMENT RELATED: NO; ADDRESS: NO PHYSICAL LOCATION, PUBLIC LOCATIONS; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: DEVELOP ACTIVITIES TO BRING CULTURE AND ART TO AREA, ACTIVITIES FOR ALL AGES;
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Robert Perkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 255 N 3rd St, Steubenville, OH 43952RIA
CRD#: 105644
STEUBENVILLE, OH
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 255 N 3rd St, Steubenville, OH 43952BD
CRD#: 13572
Steubenville, OH
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CARNEGIE, PA
Past
October 7, 2009 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
STUBENVILLE, OH
Past
November 16, 2007 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
STUBENVILLE, OH
Past
January 19, 2006 - November 21, 2007
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WINTERSVILLE, OH
Past
December 1, 1995 - November 21, 2007
NEW ENGLAND SECURITIES
BD
CRD#: 615
WINTERSVILLE, OH
Past
June 22, 1987 - November 6, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 22, 1987 - November 6, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(3/16/2018)
RR
District of Columbia(5/13/2022)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Illinois(9/3/2013)
RR
Kansas(7/5/2016)
RR
Kentucky(9/23/2013)
RR
Maryland(9/3/2013)
RR
Michigan(3/31/2014)
RR
New Hampshire(10/1/2019)
RR
New Jersey(1/3/2024)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
RR
Ohio(9/3/2013)
IAR
Ohio(6/29/2023)
RR
Pennsylvania(9/3/2013)
RR
South Carolina(9/3/2013)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Virginia(1/2/2019)
RR
Washington(9/3/2013)
RR
West Virginia(9/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
