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Anatoly Burman

ASHTON STEWART & CO.
Upper Saddle River, NJ
·CRD# 1652002·18 years experience

Professional Summary

Anatoly Burman is a registered financial advisor currently at ASHTON STEWART & CO., INC. located in Upper Saddle River, New Jersey. Anatoly is registered as a RR (Registered Representative) and started their career in finance in 1990. Anatoly has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ASHTON STEWART & CO., INC.·CRD# 112386
BD
36 Sleepy Hollow Rd, Upper Saddle River, NJ 07458
August 14, 2015 - Present
ASHTON STEWART & CO., INC.·CRD# 112386
BD
New York, NY
June 20, 2013 - June 24, 2015
ALADDIN CAPITAL LLC·CRD# 103766
BD
Stamford, CT
July 21, 2009 - January 19, 2012
INTESA SANPAOLO IMI SECURITIES CORP.·CRD# 19418
BD
April 30, 1991 - January 9, 1992
MABON, NUGENT & CO.·CRD# 2617
BD
August 20, 1990 - April 30, 1991

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Current Firm

AS
ASHTON STEWART & CO., INC.

ASHTON STEWART & CO., INC. | VANTAGE SECURITIES, INC. | MAS TRADE.NET INC. | MAS CAPITAL SECURITIES, INC.

CRD#: 112386 / SEC#: 8-53239
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Mailing Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Phone Number

(646) 868-5410

Established

Indiana since 09/27/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (44 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASHTON STEWART INTERNATIONAL HOLDINGS, LLCSHAREHOLDER—
BURMAN, ANATOLYCEO/CCO1652002

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/28/2017)
RR
Arkansas
(11/29/2022)
RR
California
(1/6/2021)
RR
Florida
(11/17/2021)
RR
Georgia
(12/3/2020)
RR
Illinois
(3/3/2021)
RR
Indiana
(1/30/2023)
RR
Massachusetts
(6/17/2021)
RR
Nebraska
(8/12/2024)
RR
Nevada
(6/12/2017)
RR
New Hampshire
(12/16/2020)
RR
New Jersey
(1/8/2020)
RR
New Mexico
(12/5/2024)
RR
New York
(8/14/2015)
RR
Puerto Rico
(12/7/2022)
RR
Texas
(1/3/2022)
RR
Utah
(12/1/2020)
RR
Washington
(2/18/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2009About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anatoly Burman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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