William K. Lundy
Professional summary
William Keith Lundy, who also goes by Bill Lundy, William Lundy, is a registered financial professional currently at BOUSTEAD SECURITIES, LLC located in Irvine, California and SUTTER SECURITIES INCORPORATED located in Irvine, California.
William is registered as a RR (Registered Representative) and started their career in finance in 1987. William has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Keith Lundy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2019 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618September 27, 2025 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 6 Venture, Suite 395 Suite 395, Irvine, CA 92618April 9, 2009 - August 28, 2019
GVC CAPITAL LLC
August 10, 2004 - April 2, 2009
CAPITAL GROWTH RESOURCES
July 14, 1999 - February 28, 2000
A.M. RAZO & COMPANY SECURITIES, INC.
January 29, 1996 - July 22, 1997
BOLTON GLOBAL CAPITAL
July 24, 1995 - February 23, 1996
H.J. MEYERS & CO., INC.
June 13, 1995 - July 14, 1995
SHAMROCK PARTNERS, LTD
February 2, 1994 - June 9, 1995
TEXAS CAPITAL SECURITIES, INC.
August 20, 1993 - January 12, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 1990 - November 3, 1992
TITAN/VALUE EQUITIES GROUP, INC.
September 13, 1989 - October 18, 1990
R.B. MARICH, INC.
June 7, 1988 - August 16, 1989
LEHMAN BROTHERS INC.
October 22, 1987 - April 26, 1988
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2019)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 2 |
| Bond | 1 |
Red Flags
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