Joseph E. Carney
Professional summary
Joseph Emery Carney, who also goes by Joseph Carney, is a registered financial professional currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1987. Joseph has worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Emery Carney's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2016 - Present
NATIXIS SECURITIES AMERICAS LLC
Office #1: 1251 Avenue Of The Americas, New York, NY 10020May 15, 2015 - April 5, 2016
BLACKROCK INVESTMENTS, LLC
August 17, 2010 - April 29, 2015
NATWEST MARKETS SECURITIES INC.
October 21, 2009 - May 26, 2010
BNP PARIBAS SECURITIES CORP.
May 14, 2009 - October 13, 2009
NORFOLK MARKETS, LLC
July 20, 2007 - September 2, 2008
MORGAN STANLEY & CO. LLC
July 24, 2006 - July 16, 2007
UBS ASSET MANAGEMENT (US) INC.
February 14, 2006 - June 6, 2006
UBS SECURITIES LLC
November 29, 2001 - February 17, 2006
MORGAN STANLEY MARKET PRODUCTS INC.
December 4, 1997 - February 17, 2006
MORGAN STANLEY & CO. LLC
April 9, 1996 - December 18, 1997
CITIGROUP GLOBAL MARKETS INC.
April 29, 1987 - March 27, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2016)
Exams
Series 8
Date: 11/5/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NATIXIS SECURITIES AMERICAS LLC
CRD#: 1101 / SEC#: 801-72849, 8-719
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | |
| BRIGGS, DANIEL CRAIG | PRINCIPAL OPERATIONS OFFICER | 1250311 |
| BUSSY, STEPHANE NMN | DIRECTOR ON BOARD OF DIRECTORS | 7336982 |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 |
| CHAUDHURI, SUPRIO NMN | CHIEF COMPLIANCE OFFICER | 4659711 |
| DELAY, OLIVIER JACQUES | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 4720716 |
| ISSANCHOU, EMMANUEL | HEAD OF GLOBAL MARKETS AMERICAS | 7338402 |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
Disclosures
| Regulatory Event | 17 |
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