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EM

Elizabeth Mcquade

CETERA INVESTMENT ADVISERS
SAN DIEGO, CA 92131
Some features on this profile are disabled
CRD#: 1646752
EM

Professional summary

Elizabeth Mcquade, who also goes by Elizabeth Pensavalle Mcquade, Elizabeth P Mcquade, Elizabeth Pensavalle, Elizabeth P Robinson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA INVESTMENT SERVICES LLC located in San Diego, California.

Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Elizabeth has worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Elizabeth Pensavalle Mcquade | Elizabeth P Mcquade | Elizabeth Pensavalle | Elizabeth P Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Mcquade's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 9825 Mira Mesa Blvd, San Diego, CA 92131
RIA
CRD#: 105644
SAN DIEGO, CA
Current

April 2, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 9825 Mira Mesa Blvd, San Diego, CA 92131Office #2: 777 J Street, San Diego, CA 92101
BD
CRD#: 15340
San Diego, CA
Past

October 3, 2024 - November 8, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Los Angeles, CA
Past

September 27, 2024 - November 8, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Los Angeles, CA
Past

December 5, 2023 - April 2, 2024

HCR WEALTH ADVISORS

RIA
CRD#: 108676
LOS ANGELES, CA
Past

July 26, 2022 - May 19, 2023

ASCENSUS INVESTMENT ADVISORS, LLC

RIA
CRD#: 120632
Marina Del Rey, CA
Past

July 21, 2022 - May 19, 2023

ASCENSUS BROKER DEALER SERVICES, LLC

BD
CRD#: 36478
NEWTON, MA
Past

February 5, 2021 - April 5, 2021

STEELPEAK WEALTH, LLC

RIA
CRD#: 165168
WOODLAND HILLS, CA
Past

November 4, 2020 - December 17, 2020

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
GLENDALE, CA
Past

September 23, 2020 - December 17, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
GLENDALE, CA
Past

June 3, 2019 - June 18, 2019

ALPHA CUBED INVESTMENTS, LLC

RIA
CRD#: 159347
IRVINE, CA
Past

December 23, 2016 - June 10, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BEVERLY HILLS, CA
Past

December 23, 2016 - June 10, 2019

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BEVERLY HILLS, CA
Past

September 10, 2015 - September 2, 2016

MORGAN STANLEY

RIA
CRD#: 149777
BEVERLY HILLS, CA
Past

September 10, 2015 - September 2, 2016

MORGAN STANLEY

BD
CRD#: 149777
BEVERLY HILLS, CA
Past

May 12, 2015 - August 10, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
EL SEGUNDO, CA
Past

February 12, 2015 - August 10, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
EL SEGUNDO, CA
Past

December 21, 1989 - May 15, 1991

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/2/2025)
IAR
California
(4/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/7/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/26/1989
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644San Diego, CA 92131

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