Matthew A. Baldassano
Professional summary
Matthew Anthony Baldassano, who also goes by Matthew Anthony Baldassano Jr, Jr Baldassanu, Matthew A Baldassanu, Matthew Anthony Baldassanu Jr, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York and TD PRIME SERVICES LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1988. Matthew has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Anthony Baldassano's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017Office #2: 2 Bridge Avenue Suite 131, Red Bank, NJ 07701September 18, 2023 - Present
TD PRIME SERVICES LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017September 24, 2025 - Present
TD ARRANGED SERVICES LLC
Office #1: 1 Vanderbilt Avenue 11 Floor, New York, NY 10017July 15, 2019 - December 13, 2024
TD ARRANGED SERVICES LLC
May 31, 2017 - May 20, 2020
COWEN EXECUTION SERVICES LLC
August 15, 2016 - January 4, 2022
COWEN PRIME SERVICES LLC
August 15, 2016 - December 10, 2024
COWEN AND COMPANY
April 30, 2007 - February 8, 2016
JEFFERIES LLC
April 5, 2001 - May 3, 2007
LEHMAN BROTHERS INC.
July 19, 1988 - March 6, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
TD ARRANGED SERVICES LLC
CRD#: 122529 / SEC#: , 8-65509
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN STRUCTURED HOLDINGS INC. | DIRECT PARENT | |
| BOWEN-FARSEWICZ, MELISSA | FINOP AND PRINCIPAL FINANCIAL OFFICER | 6022667 |
| CHARNEY, DANIEL S | CHIEF EXECUTIVE OFFICER | 2158255 |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
