JT
Justine E. Tobin
TOBIN & COMPANY SECURITIES LLC
CHARLOTTE, NC 28280
Some features on this profile are disabled
CRD#: 1641345
JT
Professional summary
Justine Eidt Tobin, who also goes by Justine E Eidt, is a registered financial professional currently at TOBIN & COMPANY SECURITIES LLC located in Charlotte, North Carolina.
Justine is registered as a RR (Registered Representative) and started their career in finance in 1987. Justine has worked at 5 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Justine E Eidt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Justine Eidt Tobin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2006 - Present
TOBIN & COMPANY SECURITIES LLC
Office #1: 101 South Tryon Street Suite 2700, Charlotte, NC 28280Office #2: 101 South Tryon Street Suite 2700, Charlotte, NC 28202BD
CRD#: 137918
CHARLOTTE, NC
Past
February 21, 2003 - April 20, 2005
MCCOLL GARELLA SECURITIES, LLC
BD
CRD#: 119831
CHARLOTTE, NC
Past
March 31, 1998 - September 30, 1999
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
July 31, 1995 - January 31, 1997
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
August 21, 1989 - April 26, 1994
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Past
March 24, 1987 - March 17, 1988
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/6/2019)
RR
Alaska(3/12/2021)
RR
Arizona(11/13/2018)
RR
Arkansas(2/7/2020)
RR
California(4/13/2018)
RR
Colorado(5/2/2018)
RR
Connecticut(4/9/2019)
RR
Delaware(7/29/2019)
RR
District of Columbia(1/16/2020)
RR
Florida(3/23/2018)
RR
Georgia(12/4/2013)
RR
Hawaii(2/11/2020)
RR
Idaho(2/9/2021)
RR
Illinois(3/20/2019)
RR
Indiana(3/28/2018)
RR
Iowa(6/26/2019)
RR
Kansas(12/18/2019)
RR
Kentucky(9/13/2018)
RR
Louisiana(7/1/2019)
RR
Maine(12/6/2019)
RR
Maryland(6/7/2019)
RR
Massachusetts(11/16/2019)
RR
Michigan(6/21/2018)
RR
Minnesota(11/1/2018)
RR
Mississippi(12/19/2019)
RR
Missouri(1/22/2020)
RR
Montana(12/14/2019)
RR
Nebraska(10/29/2020)
RR
Nevada(3/22/2019)
RR
New Hampshire(12/7/2019)
RR
New Jersey(9/10/2018)
RR
New Mexico(2/19/2019)
RR
New York(3/12/2019)
RR
North Carolina(4/17/2006)
RR
North Dakota(6/11/2020)
RR
Ohio(11/18/2019)
RR
Oklahoma(3/12/2021)
RR
Oregon(3/13/2018)
RR
Pennsylvania(6/5/2019)
RR
Puerto Rico(4/9/2021)
RR
Rhode Island(12/14/2020)
RR
South Carolina(8/31/2015)
RR
South Dakota(11/20/2018)
RR
Texas(3/24/2014)
RR
Utah(5/7/2019)
RR
Vermont(1/15/2019)
RR
Virgin Islands(6/10/2021)
RR
Virginia(5/2/2018)
RR
Washington(11/8/2018)
RR
West Virginia(12/11/2019)
RR
Wisconsin(7/23/2019)
RR
Wyoming(7/12/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 6/15/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 2/10/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
T&
TOBIN & COMPANY SECURITIES LLC
TOBIN & COMPANY SECURITIES LLC | TOBIN SOLITARIO SECURITIES LLC | TOBIN ADVISORS LLC | TOBIN ADVISORS II LLC
CRD#: 137918 / SEC#: , 8-67134
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
101 South Tryon Street Suite 2700, Charlotte, NC 28280
Mailing Address
P.o. Box 30486, Charlotte, NC 28230
Phone number
(704) 334-2772
Established
North Carolina since 05/12/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
