Paula J. Juszczyk
Professional summary
Paula J Juszczyk, who also goes by Paula J Juszczyk, Paula Juszczyk, Paula J Uskali, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Knoxville, Tennessee and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Paula is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Paula has worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paula J Juszczyk's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
May 2, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245June 12, 2024 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245June 7, 2024 - June 12, 2024
CETERA INVESTMENT SERVICES LLC
May 2, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
March 29, 2022 - April 7, 2022
D.A. DAVIDSON & CO.
March 29, 2022 - April 7, 2022
D.A. DAVIDSON & CO.
July 20, 2021 - December 31, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 20, 2021 - December 31, 2021
RAYMOND JAMES & ASSOCIATES, INC.
July 20, 2021 - December 31, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 20, 2021 - December 31, 2021
RAYMOND JAMES & ASSOCIATES, INC.
December 13, 2016 - July 22, 2021
EAGLE STRATEGIES LLC
November 9, 2016 - July 22, 2021
NYLIFE SECURITIES LLC
December 15, 2015 - September 9, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 26, 2015 - September 9, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 24, 2014 - September 25, 2015
EAGLE STRATEGIES LLC
December 5, 2014 - September 25, 2015
NYLIFE SECURITIES LLC
February 13, 2009 - October 31, 2014
WESTERN INTERNATIONAL SECURITIES, INC.
February 13, 2009 - October 31, 2014
WESTERN INTERNATIONAL SECURITIES, INC.
January 2, 2009 - February 13, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 11, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 10, 2005 - February 13, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 22, 2005 - April 11, 2005
AFA FINANCIAL GROUP, LLC
November 1, 1999 - February 4, 2005
FINANCIAL WEST GROUP
July 29, 1999 - October 29, 1999
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2022)
(5/2/2022)
(1/19/2024)
(5/27/2022)
(6/2/2022)
(6/1/2023)
(1/19/2024)
(1/23/2025)
(5/2/2022)
(6/29/2023)
(5/27/2022)
(1/19/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
