Dennis F. Judge

CETERA INVESTMENT ADVISERS LLC

GIBBSBORO, NJ 08026

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CRD#: 1638293

Professional summary

Dennis Francis Judge SR, who also goes by Dennis Francis Judge, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gibbsboro, New Jersey and CETERA FINANCIAL SPECIALISTS LLC located in Gibbsboro, New Jersey.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Dennis has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Francis Judge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)JUDGE FINANCIAL SERV., NOT INVEST. REL, TAX ACCT. PRATICE-TAX ACCT, PAYROLL, BK KEEP, OWNER, SD: 1978, PREP.TAX RETURNS,PAYROLL REPORTS,& DO BK KEEP, 30 HR W/W DEP. ON SEASON; 2) LAKEVIEW COMMONS CONDO ASSN, NOT INV REL, CONDO WITH 14 UNITS, TREASURER, SINCE 01/2000, 1H/WK; 3) JUDGE FINANCIAL GROUP INC., DBA FOR INVESTMENT PRACTICE - INV RELATED:

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Francis Judge SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2005 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 146 Lakeview Drive Suite 100, Gibbsboro, NJ 08026

RIA

CRD#: 105644

GIBBSBORO, NJ

Current

October 24, 2005 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 146 Lakeview Drive Suite 100, Gibbsboro, NJ 08026

CRD#: 10358

Gibbsboro, NJ

Past

October 19, 2005 - October 24, 2005

C.J.M. ASSET MANAGEMENT, LLC

RIA

CRD#: 111302

POMPTON LAKES, NJ

Past

October 13, 2005 - October 24, 2005

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Past

March 28, 2005 - October 21, 2005

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

GIBBSBORO, NJ

Past

June 5, 2002 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

GIBBSBORO, NJ

Past

May 26, 2000 - October 21, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

January 9, 1996 - June 4, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 14, 1988 - January 15, 1996

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/11/2021)

Delaware
(10/18/2012)

Florida
(10/25/2005)

Georgia
(11/3/2021)

Illinois
(10/1/2020)

Indiana
(10/25/2005)

Maryland
(1/5/2017)

Massachusetts
(4/19/2017)

Nevada
(10/25/2005)

New Jersey
(10/24/2005)

IAR

New Jersey
(10/24/2005)

North Carolina
(1/9/2024)

Pennsylvania
(10/24/2005)

South Carolina
(10/24/2005)

Texas
(10/7/2021)

IAR

Texas
(10/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/3/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/10/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dennis F. Judge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Francis Judge SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

C.J.M. ASSET MANAGEMENT, LLC

C. J. M. PLANNING CORP.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/3/1989

SIE

Date: 10/1/2018

Series 6

Date: 3/10/1988

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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