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KS

Kenneth Edward Sidler

CRD# 1636294·Registered 1987 - 2008
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Edward Sidler was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1987 - 2008. Kenneth had worked at 11 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

CHADBOURN SECURITIES, INC.·CRD# 39439
BD
New York, NY
October 14, 2005 - May 5, 2008
CARLTON CAPITAL INC.·CRD# 42533
BD
New York, NY
March 8, 2004 - August 19, 2005
STONE HARBOR FINANCIAL SERVICES, LLC·CRD# 102320
BD
Freehold, NJ
January 26, 2001 - September 26, 2002
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Portland, OR
June 3, 1999 - December 22, 2000
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
September 2, 1997 - January 22, 1999
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
April 2, 1992 - June 20, 1997
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Portland, OR
May 18, 1990 - March 26, 1992
LOMBARD SECURITIES CORP.·CRD# 13914
BD
March 8, 1989 - June 29, 1990
ALISON, BAER SECURITIES INC.·CRD# 11808
BD
October 27, 1988 - March 13, 1989
HAMPTON SECURITIES, INC.·CRD# 16660
BD
September 15, 1988 - October 29, 1988
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
December 7, 1987 - September 21, 1988
BRADSTREET CAPITAL, INC.·CRD# 14738
BD
March 24, 1987 - November 2, 1987

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Current Firm

CS
CHADBOURN SECURITIES, INC.

CHADBOURN SECURITIES | CHADBOURN SECURITIES, INC.

CRD#: 39439 / SEC#: 8-48706
BD
Terminated by SEC on 04/28/2009

Contact Information

Established

Florida since 04/23/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PALMETTO COURT, LLCOWNER—
GEORGE, KENNETH RONALDFINOP2643369
GUNTER, TRENT MICHAELPRESIDENT1430942
MURPHY, DANIEL ROBERTCHAIRMAN734444
MURPHY, DANIEL ROBERTCHIEF COMPLIANCE OFFICER734444

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1987About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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