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Trent Michael Gunter

CRD# 1430942·Registered 1985 - 2015
Previously Registered: Being a previously registered professional could mean that Trent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Trent Michael Gunter, who also goes by Killer Gunter, was a registered financial advisor. Trent was a previously registered financial professional and started their career in finance 1985 - 2015. Trent had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Killer Gunter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

HALCYON CABOT PARTNERS, LTD.·CRD# 32664
BD
New York, NY
April 8, 2014 - October 7, 2015
BLACKBOOK CAPITAL, LLC·CRD# 123234
BD
Hillside, NJ
February 21, 2011 - April 11, 2012
CHADBOURN SECURITIES, INC.·CRD# 39439
BD
New York, NY
May 3, 2004 - February 26, 2009
S. B. CANTOR & CO., INC.·CRD# 1384
BD
New York, NY
May 30, 2002 - August 21, 2003
DIRKS & COMPANY, INC.·CRD# 42185
BD
New York, NY
November 11, 1997 - December 8, 2000
DIRKS & COMPANY, INC.·CRD# 42185
BD
October 14, 1997 - November 5, 1997
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
May 22, 1997 - October 16, 1997
COLEMAN & COMPANY SECURITIES, INC.·CRD# 1486
BD
New York, NY
February 21, 1996 - February 25, 1997
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
August 14, 1992 - November 30, 1994
DAIWA CAPITAL MARKETS AMERICA INC.·CRD# 1576
BD
New York, NY
May 9, 1989 - March 5, 1992
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
November 19, 1985 - March 18, 1989

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Current Firm

HC
HALCYON CABOT PARTNERS, LTD.

B & B SECURITIES, INC. | HALCYON CABOT PARTNERS, LTD.

CRD#: 32664 / SEC#: 8-28702
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

New York since 10/07/1982

Firm Type

Corporation

Fiscal Year End

July

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HALCYON PARTNERS GROUP LLCOWNER—
GETTENBERG, GARYFINOP1973696
HEINEMAN, RONALD MARKCCO / MSRB PRIN / ROSFP/GSP241924
MORRIS, MICHAEL TRENTRETAIL SALES GSP843281

Disclosures

Regulatory Event

13

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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