Francis Casimir Poli
Professional Summary
Francis Casimir Poli, who also goes by Frank Poli, is a registered financial advisor currently at COHEN & STEERS SECURITIES, LLC located in New York, New York. Francis is registered as a RR (Registered Representative) and started their career in finance in 1987. Francis has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank Poli
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
COHEN & STEERS SECURITIES, INC. | COHEN & STEERS SECURITIES, LLC
Contact Information
Main Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036Mailing Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036Phone Number
(212) 832-3232Established
Delaware since 11/13/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/7/2007)
(6/11/2024)
(3/25/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Francis Casimir Poli's CRS (Customer Relationship Summary).
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