Albert F. Donofrio

EMPOWER ADVISORY GROUP

ROCKVILLE CTR, NY

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CRD#: 1627350

Professional summary

Albert Frank Donofrio is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Rockville Ctr, New York and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Albert has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Frank Donofrio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2024 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

ROCKVILLE CTR, NY

Current

February 13, 2024 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

October 25, 2012 - February 7, 2024

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

NASHUA, NH

Past

October 3, 2012 - February 7, 2024

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

NASHUA, NH

Past

August 28, 2008 - December 8, 2011

LPL FINANCIAL LLC

CRD#: 6413

JERICHO, NY

Past

June 21, 2006 - September 2, 2008

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

GARDEN CITY, NY

Past

October 5, 2005 - June 21, 2006

PFIC SECURITIES CORPORATION

CRD#: 34941

JERICHO, NY

Past

March 24, 1998 - October 5, 2005

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

November 10, 1997 - March 24, 1998

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

July 15, 1997 - November 12, 1997

DIME SECURITIES, INC.

CRD#: 28955

BROOKLYN, NY

Past

February 1, 1995 - January 24, 1996

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

May 21, 1991 - February 1, 1995

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 23, 1989 - June 3, 1991

HASAN GROWNEY CO. INC.

CRD#: 17137

Past

March 8, 1989 - August 24, 1989

ROBYNS CAPITAL CORP.

CRD#: 19980

Past

November 18, 1988 - March 16, 1989

INDIVIDUAL'S SECURITIES LTD.

CRD#: 7279

HUNTINGTON, NY

Past

January 4, 1988 - December 13, 1988

GREENTREE SECURITIES CORP.

CRD#: 7372

Past

March 9, 1987 - February 3, 1988

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/13/2024)

New Jersey
(2/13/2024)

New York
(2/13/2024)

IAR

New York
(2/13/2024)

Pennsylvania
(2/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/9/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Albert F. Donofrio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Frank Donofrio's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

ESSEX NATIONAL SECURITIES, LLC

PFIC SECURITIES CORPORATION

FISERV INVESTOR SERVICES, INC.

IFMG SECURITIES, INC.

DIME SECURITIES, INC.

FISERV INVESTOR SERVICES, INC.

CAPITAL BROKERAGE CORPORATION

HASAN GROWNEY CO. INC.

ROBYNS CAPITAL CORP.

INDIVIDUAL'S SECURITIES LTD.

GREENTREE SECURITIES CORP.

BROOKS WEINGER ROBBINS & LEEDS INC.

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/9/2012

Series 63

Date: 3/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1987

Series 24

Date: 7/15/1998

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

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