James J. Mcsweeney

DAVINCI CAPITAL MANAGEMENT

Cambridge, MA 02141

Some features on this profile are disabled

CRD#: 1620191

Professional summary

James Joseph Mcsweeney, who also goes by Jim Mcsweeney, is a registered financial advisor currently at DAVINCI CAPITAL MANAGEMENT, INC. located in Cambridge, Massachusetts and CIP CAPITAL MANAGEMENT, LLC located in Cambridge, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. James has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Mcsweeney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) THE CIP GROUP DBA COMPREHENSIVE INSURANCE PROVIDERS, INC., COMPREHENSIVE BENEFIT SERVICES, INC. 799 CAMBRIDGE ST. CAMBRIDGE, MA 02141 PRESIDENT INSURANCE AGENCY, HR & BENEFIT ADMINISTRATION OFFER SECURITIES IN COURSE OF REGULAR BUSINESS. FULL TIME BUSINESS. 160 HOURS PER MONTH. RESPONSIBLE FOR DAY TO DAY ACTIVITIES OF INSURANCE AGENCY INCLUDING CLIENT SERVICE. 2.) OWNER WOODNUT LLC, OCEANVIEW LLC, FUD LLC, HUNTING STREET LLC, IDEAL VIEW LLC, DALE AVENUE LLC, NORA MANAGEMENT LLC, 4545 LLC, 594 CAMBRIDGE STREET LLC & CIP REAL ESTATE - REAL ESTATE HOLDING COMPANIES. 799 CAMBRIDGE STREET, CAMBRIDGE MA 02141. APPROX 5 HOURS PER MONTH DURING SECURITY HOURS. NON SECURITIES RELATED BUSINESS. 3.) SAFEHIRE INVESTIGATIONS, OWNER 801 CAMBRIDGE STREET, CAMBRIDGE MA 02141. EMPLOYMENT BACKGROUND CHECKS & SCREENING. APPROX. 5 HOURS PER MONTH DURING TRADING HOURS. NON SECURITIES RELATED BUSINESS. 4.) LICENSED REAL ESTATE AGENT, 799 CAMBRIDGE STREET, CAMBRIDGE MA 02141 APPROX. 1 HOURS PER MONTH DURING TRADING HOURS. NON SECURITIES RELATED BUSINESS. 5.) DAVINCI CAPITAL MANAGEMENT INC, 799 CAMBRIDGE STREET, CAMBRIDGE MA 02141, APPROX 10 HOURS PER WEEK DURING TRADING HOURS. SECURITIES RELATED- BROKER DEALER & REGISTERED INVESTMENT ADVISOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Mcsweeney's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view James Joseph Mcsweeney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2008 - Present

DAVINCI CAPITAL MANAGEMENT, INC.

Office #1: 801 Cambridge Street, Cambridge, MA 02141Office #2: 801 Cambridge St., Cambridge, MA 02141

RIA

CRD#: 46897

Cambridge, MA

Current

January 11, 2023 - Present

CIP CAPITAL MANAGEMENT, LLC

Office #1: 799 Cambridge Street, Cambridge, MA 02141

RIA

CRD#: 321225

CAMBRIDGE, MA

Current

October 31, 2001 - Present

DAVINCI CAPITAL MANAGEMENT, INC.

Office #1: 801 Cambridge Street, Cambridge, MA 02141

RIA

CRD#: 46897

Cambridge, MA

Past

August 15, 1995 - October 31, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

March 23, 1994 - January 9, 1995

MENOCAL & CO.

CRD#: 31152

Past

April 21, 1993 - June 23, 1993

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 25, 1992 - June 23, 1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

February 17, 1987 - May 4, 1992

MONARCH SECURITIES, INC.

CRD#: 2809

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/28/2006)

Connecticut
(2/20/2009)

Florida
(3/21/2013)

Georgia
(1/3/2018)

Maine
(1/16/2008)

Massachusetts
(10/31/2001)

IAR

Massachusetts
(12/8/2008)

New Hampshire
(12/2/2005)

New Jersey
(3/31/2008)

Rhode Island
(1/8/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 7/29/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/13/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/8/2002

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

DAVINCI CAPITAL MANAGEMENT INC. | DAVINCI CAPITAL MANAGEMENT, INC.

CRD#: 46897 / SEC#: 801-56514, 8-51580

RIA

Registered Investment Advisory firm - SEC (1/30/2009 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Maine

Registered Investment Advisory firm - SEC (11/12/2021 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (12/8/2008 Approved)

New Hampshire

Registered Investment Advisory firm - SEC (6/10/2009 Approved)

New Jersey

Registered Investment Advisory firm - SEC (12/17/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/21/2017 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/29/2024 Conditional Restricted)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

801 Cambridge St., Cambridge, MA 02141

Mailing Address

801 Cambridge St., Cambridge, MA 02141

Phone number

(617) 354-3222

Established

Delaware since 12/15/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
AIRGEAD, LLC	HOLDING COMPANY
MCGOWAN, ROBERT FRANCIS	AML SUPERVISOR	1733686
MCSWEENEY, JAMES JOSEPH	PRESIDENT/BRANCH OFFICE SUPERVISOR/EX. REP.	1620191
SEMPRUCCI, GREGG PATRICK	MUNI PRINCIPAL/CCO	1854392
SERRA, CARL ANTHONY III	FINOP	3179039

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 40,216,551

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James J. Mcsweeney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Mcsweeney's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view James Joseph Mcsweeney's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIP CAPITAL MANAGEMENT, LLC

DAVINCI CAPITAL MANAGEMENT, INC.

1717 CAPITAL MANAGEMENT COMPANY

MENOCAL & CO.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MONARCH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2006

Series 63

Date: 5/22/1987

Series 99TO

Date: 7/29/2025

SIE

Date: 10/1/2018

Series 6

Date: 2/13/1987

Series 26

Date: 1/8/2002

FINRA

Current Firm

DAVINCI CAPITAL MANAGEMENT, INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

DAVINCI CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors