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Robert J Arrix

THINK ALPHA SECURITIES
Princeton, NJ
·CRD# 1619051·39 years experience

Professional Summary

Robert J Arrix, who also goes by Robert Joseph Arrix Jr, is a registered financial advisor currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey. Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 12 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Joseph Arrix Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

THINK ALPHA SECURITIES, LLC·CRD# 300679
BD
116 Commons Way Building 1, Suite 166, Princeton, NJ 08540
August 17, 2026 - Present
STATE STREET GLOBAL MARKETS, LLC·CRD# 285852
BD
New York, NY
August 26, 2025 - December 5, 2025
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
November 16, 2010 - December 6, 2023
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
July 18, 2008 - August 13, 2010
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 30, 2006 - June 9, 2008
INSTITUTIONAL DIRECT INC.·CRD# 23019
BD
New York, NY
May 22, 2002 - April 4, 2006
COWEN EXECUTION SERVICES LLC·CRD# 35693
BD
New York, NY
April 1, 2002 - May 1, 2002
AUTRANET, LLC·CRD# 8192
BD
Jersey City, NJ
December 8, 1997 - April 1, 2002
CAPIS·CRD# 7551
BD
Dallas, TX
March 22, 1996 - November 25, 1997
CHASE SECURITIES, INC.·CRD# 10793
BD
New York, MD
February 16, 1994 - May 8, 1995
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
August 28, 1991 - November 30, 1993
MANUFACTURERS HANOVER SECURITIES CORPORATION·CRD# 14434
BD
April 10, 1987 - July 31, 1991

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Current Firm

TA
THINK ALPHA SECURITIES, LLC

THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC

CRD#: 300679 / SEC#: 8-70292
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

116 Commons Way Building 1, Suite 116, Princeton, NJ 08540

Mailing Address

116 Commons Way Suite 116, Princeton, NJ 08540

Phone Number

(856) 389-3331

Established

Delaware since 02/06/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THINK ALPHA HOLDINGS,LLCOWNER—
WEDBUSH FINANCIAL SERVICES INC.MEMBER—
CAPONE, ANDREW MICHAELCHIEF EXECUTIVE OFFICER5822230
CHOE, EUGENE ANTHONYCHIEF COMPLIANCE OFFICER2155125
FELDMAN, RICHARD MARKFINOP2273453

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/20/2026)
RR
Alaska
(9/2/2026)
RR
Arizona
(9/24/2026)
RR
Arkansas
(9/11/2026)
RR
California
(8/19/2026)
RR
Colorado
(8/24/2026)
RR
Connecticut
(8/20/2026)
RR
Delaware
(8/21/2026)
RR
District of Columbia
(8/24/2026)
RR
Florida
(8/24/2026)
RR
Georgia
(9/3/2026)
RR
Idaho
(8/20/2026)
RR
Illinois
(9/1/2026)
RR
Indiana
(8/21/2026)
RR
Iowa
(8/20/2026)
RR
Kansas
(8/20/2026)
RR
Kentucky
(8/24/2026)
RR
Louisiana
(8/20/2026)
RR
Maryland
(9/22/2026)
RR
Minnesota
(8/24/2026)
RR
Mississippi
(8/20/2026)
RR
Missouri
(8/20/2026)
RR
Montana
(8/17/2026)
RR
Nebraska
(8/31/2026)
RR
Nevada
(8/21/2026)
RR
New Hampshire
(8/25/2026)
RR
New Jersey
(8/21/2026)
RR
New Mexico
(8/27/2026)
RR
North Carolina
(8/21/2026)
RR
North Dakota
(8/24/2026)
RR
Ohio
(8/17/2026)
RR
Oklahoma
(10/1/2026)
RR
Pennsylvania
(8/24/2026)
RR
Puerto Rico
(9/14/2026)
RR
Rhode Island
(8/24/2026)
RR
South Carolina
(8/20/2026)
RR
South Dakota
(8/20/2026)
RR
Tennessee
(8/21/2026)
RR
Texas
(8/26/2026)
RR
Utah
(8/18/2026)
RR
Vermont
(8/21/2026)
RR
Virginia
(8/20/2026)
RR
West Virginia
(8/24/2026)
RR
Wisconsin
(8/20/2026)
RR
Wyoming
(8/20/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1987About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jan 2020About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert J Arrix's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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