Deborah F. Peterson

HIGHMARK WEALTH MANAGEMENT LLC

ST. PAUL, MN 55128

Some features on this profile are disabled

CRD#: 1616260

Professional summary

Deborah Frances Peterson, who also goes by Deborah Frances Keske, Deborah Francis Keske, Deborah Francis Peterson, Deborah Peterson, is a registered financial advisor currently at HIGHMARK WEALTH MANAGEMENT LLC located in St. Paul, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in St. Paul, Minnesota.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Deborah has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Frances Keske | Deborah Francis Keske | Deborah Francis Peterson | Deborah Peterson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)HIGHMARK WEALTH MANAGEMENT; INVESTMENT RELATED; At registered location; RIA; OFFICE ADMINISTRATOR; START DATE: 7/2012; APPROX 160 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Frances Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2012 - Present

HIGHMARK WEALTH MANAGEMENT LLC

Office #1: 944 Inwood Ave N, St. Paul, MN 55128

RIA

CRD#: 164790

ST. PAUL, MN

Current

August 9, 2012 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 944 Inwood Ave North St, St. Paul, MN 55128

CRD#: 35747

ST. PAUL, MN

Past

January 8, 2008 - August 2, 2012

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ST PAUL, MN

Past

January 8, 2008 - August 2, 2012

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ST PAUL, MN

Past

February 2, 2006 - December 19, 2007

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

ST. PAUL, MN

Past

March 2, 1998 - December 19, 2007

RBC CAPITAL MARKETS, LLC

CRD#: 31194

ST. PAUL, MN

Past

June 9, 1997 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

August 9, 1996 - December 17, 1996

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

May 22, 1995 - August 7, 1996

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHMARK WEALTH MANAGEMENT LLC

HIGHMARK WEALTH MANAGEMENT | HIGHMARK WEALTH MANAGEMENT LLC

CRD#: 164790 / SEC#: 801-76896

RIA

Registered Investment Advisory firm - (7/25/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(8/9/2012)

IAR

Minnesota
(2/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/16/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/8/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/8/2001

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

HIGHMARK WEALTH MANAGEMENT LLC

HIGHMARK WEALTH MANAGEMENT | HIGHMARK WEALTH MANAGEMENT LLC

CRD#: 164790 / SEC#: 801-76896

RIA

Registered Investment Advisory firm - (7/25/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

944 Inwood Ave N, St. Paul, MN 55128

Mailing Address

Phone number

(651) 829-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (10/7/2025)

ADV 2A FIRM BROCHURE (10/7/2025)

Regulatory assets under management

Total Number of Accounts	1,560
AUM (Assets Under Management)	$ 522,831,922

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Kyle Klatt

OSAIC WEALTH, INC.

IAR

Forest Lake, MN

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Brian Niemann

LPL FINANCIAL LLC

IAR

STILLWATER, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Deborah F. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Frances Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

DAIN RAUSCHER INCORPORATED

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

HIGHMARK WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2006

Series 63

Date: 6/16/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/28/1995

Series 24

Date: 8/16/2004

Series 10

Date: 11/8/2001

Series 9

Date: 11/8/2001

FINRA

Current Firm

HIGHMARK WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHMARK WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

Similar Advisors