Brian Keith Lureen
Professional Summary
Brian Keith Lureen is a registered financial advisor currently at HERITAGE ADVISORY SERVICES, INC. located in Malvern, Pennsylvania and HERITAGE FINANCIAL SYSTEMS, LLC located in Malvern, Pennsylvania. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, Series 50, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
HERITAGE ADVISORY SERVICES, INC. | HFS ADVISORY SERVICES, INC.
Contact Information
Main Address
5 Great Valley Parkway Suite 334, Malvern, PA 19355Phone Number
(610) 889-2066# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
15AUM (Assets Under Management)
$6,542,795Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/23/2005)
(3/29/2005)
(1/7/2010)
(12/8/2000)
(3/22/2005)
(6/3/2015)
(3/19/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Dec 2021About the Series 50 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1987About the Series 6 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Nov 2021About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Keith Lureen's CRS (Customer Relationship Summary).
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