John A. Nole
Professional summary
John Anthony Nole, who also goes by John A Nole, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in St. Petersburg, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Nole's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2016 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 150 Second Ave. N. Suite 1550, St. Petersburg, FL 33701April 2, 2020 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
June 27, 2017 - December 10, 2020
PAULSON INVESTMENT COMPANY LLC
July 18, 2016 - June 23, 2017
PAULSON INVESTMENT COMPANY LLC
February 5, 2014 - July 29, 2016
AEGIS CAPITAL CORP.
February 5, 2014 - July 29, 2016
AEGIS CAPITAL CORP.
October 14, 2011 - February 6, 2014
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
October 14, 2011 - February 6, 2014
INTERNATIONAL ASSETS ADVISORY, LLC
July 26, 2010 - October 14, 2011
ANDERSON & STRUDWICK, INCORPORATED
July 26, 2010 - October 14, 2011
ANDERSON & STRUDWICK, INCORPORATED
May 18, 2010 - September 7, 2010
WESTMINSTER FINANCIAL ADVISORY CORP
March 31, 2010 - September 7, 2010
WESTMINSTER FINANCIAL SECURITIES, INC.
July 31, 2007 - March 31, 2010
GUNNALLEN FINANCIAL, INC
February 24, 2004 - March 31, 2010
GUNNALLEN FINANCIAL, INC
November 7, 2000 - February 24, 2004
GUNNALLEN FINANCIAL, INC
January 4, 1996 - November 13, 2000
BARRON CHASE SECURITIES, INC.
May 8, 1995 - May 9, 1995
FAIRCHILD FINANCIAL GROUP, INC.
April 20, 1995 - January 1, 1996
FAB SECURITIES OF AMERICA, INC.
August 17, 1994 - March 31, 1995
A. T. BROD & CO. INC.
July 9, 1992 - September 14, 1994
J. GREGORY & COMPANY, INC.
July 7, 1992 - July 15, 1992
TUSCANY EQUITY MANAGEMENT CORPORATI0N
November 10, 1988 - July 13, 1992
J. W. GANT & ASSOCIATES, INC.
October 15, 1987 - November 17, 1988
GRAYSTONE NASH, INC.
April 21, 1987 - July 13, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/15/2016)
(7/15/2016)
(7/6/2021)
(7/15/2016)
(7/15/2016)
(7/15/2016)
(8/18/2016)
(12/8/2016)
(7/15/2016)
(7/15/2016)
(6/20/2023)
(8/1/2017)
(7/15/2016)
(7/15/2016)
(4/5/2021)
(7/15/2016)
(7/15/2016)
(8/26/2021)
(10/31/2023)
(7/15/2016)
(8/18/2016)
(8/8/2023)
(1/24/2023)
(7/15/2016)
(7/22/2016)
(11/20/2023)
(1/3/2022)
Exams
FINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
