Robert J. Thevenet
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Voluntown, CT
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CRD#: 1608374
Professional summary
Robert James Thevenet, AIF®, CFP®, ChFC®, CLU®, who also goes by Jim Thevenet, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Voluntown, Connecticut and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Voluntown, Connecticut.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Thevenet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ROBERT JAMES THEVENETT, INDEPENDENT INSURANCE AGENT,127 WYLIE SCHOOL RD, PO BOX 564, 1/31/2011 SELLING LIFE, LTC, & HEALTH PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 1 HR/MO - 1/TRADING. 2) JEWETT CITY SAVINGS BANK, 111 MAIN ST., JEWETT CITY, CT 06351. BEGAN 1/1/2009 AS A CORPORATOR AND SERVE AS A GOOD WILL AMBASSADOR IN THE COMMUNITY PROVIDING FEEDBACK TO THE BANK ON SERVICE ISSUES. NOT INVESTMENT RELATED. DEVOTES 1HR/MO, 0/TRADE. 3 )ROBERT JAMES THEVENET, 127 WYLIE SCHOOL RD, PO BOX 564, VOLUNTOWN, CT, PUBLIC NOTARY, BEGAN 3/13/2008. NIR - 1 HR/YR, 0/TRADE. 4) NATIONAL SKI PATROL, 133 S VAN GORDON ST. STE 100, LAKEWOOD, CO 80228. BEGAN 12/1/2000 AS A PATROLLER THAT PROVIDES FIRST AID AND EVACUATION FOR INJURED SNOW SPORTS ENTHUSIASTS. I AM ALSO AN INSTRUCTOR FOR THE NSP TRAINING COURSES, OUTDOOR EMERGENCY CARE AND MOUNTAIN TRAVEL AND RESCUE. NOT INVESTMENT RELATED. DEVOTES 60/YR, 0/TRADE. 5) JEWETT CITY SAVINGS BANK 111 MAIN STREET JEWETT CITY, CT 06384. BEGAN 4/1/14 AS BOARD MEMBER OF DIRECTORS. NOT INVESTMENT RELATED. DEVOTES 16 HRS/MNTH. 8 DURING TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2011 AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 10/TRADING. 01/19/11 7) ROBERT J THEVENET, 127 WYLIE SCHOOL RD, VOLUNTOWN, CT, JUSTICE OF THE PEACE, 01/04/21, NIR, 2 HR/MO- 0/TRADING HR. 8) TOWN OF VOLUNTOWN, 115 MAIN STREET, PO BOX 96, VOLUNTOWN, CT, BOARD MEMBER OF A PUBLIC ENTITY, 11/02/21, NIR, SELECTMAN, MUNICIPAL GOVERNMENT GOVERNING BOARD, 12 HR/MO- 0/TRADING HR. 9) VOLUNTOWN REPUBLICAN TOWN COMMITTEE, 247 BROWN RD, VOLUNTOWN, CT, COMMITTEE MEMBER, 05/19/21 NIR, 48HR/MO - 0HR/MO TRADING 10) ROBERT J. THEVENET CFP, 127 WYLIE SCHOOL RD PO BOX 564 VOLUNTOWN CT 06384, 09/2023, OWNER, DBA, INV REL, 140 HR/MO 7 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Thevenet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 19, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Voluntown, CT
Current
January 19, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Voluntown, CT
Past
March 8, 2005 - January 28, 2011
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
GROTON, CT
Past
February 24, 2005 - January 28, 2011
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GROTON, CT
Past
June 25, 1998 - February 18, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW LONDON, CT
Past
March 4, 1998 - February 18, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/8/2014)
RR
Colorado(9/5/2025)
RR
Connecticut(1/19/2011)
IAR
Connecticut(1/19/2011)
RR
Florida(2/20/2013)
RR
Maine(1/19/2011)
RR
Massachusetts(1/19/2011)
RR
Michigan(4/18/2018)
RR
New Hampshire(1/2/2020)
RR
North Carolina(12/11/2023)
RR
Rhode Island(1/19/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
