Glen D. Capelo
Professional summary
Glen David Capelo is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
Glen is registered as a RR (Registered Representative) and started their career in finance in 1986. Glen has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glen David Capelo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2019 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902August 11, 2017 - November 7, 2019
ACADEMY SECURITIES, INC.
February 22, 2013 - July 19, 2017
MISCHLER FINANCIAL GROUP, INC.
June 24, 2011 - April 16, 2012
SG AMERICAS SECURITIES, LLC
January 23, 2009 - February 16, 2011
GLEACHER & COMPANY SECURITIES, INC.
March 11, 2003 - December 3, 2008
NATWEST MARKETS SECURITIES INC.
September 1, 1998 - March 21, 2003
CITIGROUP GLOBAL MARKETS INC.
December 23, 1986 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2019)
(1/4/2021)
(11/28/2023)
(11/28/2023)
(10/10/2019)
(10/10/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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