Michael Joseph Dugan
Professional Summary
Michael Joseph Dugan is a registered financial advisor currently at BUNQ located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 34, Series 3, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BUNQ | BUNQ US BD LLC
Contact Information
Main Address
500 7th Avenue #14b104, New York, NY 10018Mailing Address
500 7th Avenue #14b104, New York, NY 10018Phone Number
(914) 471-0231Established
Delaware since 04/09/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/3/2026)
(7/14/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2013SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Dugan's CRS (Customer Relationship Summary).
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