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Robert Antolini

CRD# 1602785·Registered 1991 - 2013
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Antolini, who also goes by Robert C Antolini, Robert Christopher Antolini, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1991 - 2013. Robert had worked at 10 firms and has passed the Series 63, Series 56, Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert C Antolini, Robert Christopher Antolini

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
July 10, 2012 - May 30, 2013
WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
May 14, 2012 - June 8, 2012
DIMENSION TRADING GROUP, LLC·CRD# 147929
BD
New York, NY
December 15, 2011 - January 10, 2012
SANDERS MORRIS LLC·CRD# 20580
BD
Garden City, NY
November 27, 2008 - April 30, 2009
WEDGE SECURITIES, LLC·CRD# 126776
BD
New York, NY
October 3, 2006 - May 18, 2007
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
June 6, 2006 - September 19, 2006
TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269
BD
New York, NY
May 20, 2005 - June 1, 2006
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
March 29, 1999 - June 22, 2000
D.E. SHAW SECURITIES, L.L.C.·CRD# 24332
BD
New York, NY
March 17, 1998 - December 15, 1998
SCHRODER & CO. INC.·CRD# 6112
BD
New York, NY
September 5, 1996 - April 9, 1998
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
November 26, 1991 - September 9, 1996

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2005About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed May 2012

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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