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Robert Antolini

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CRD#: 1602785
RA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Antolini, who also goes by Robert C Antolini, Robert Christopher Antolini, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 10 firms and has passed the Series 63, Series 56, Series 7 and Series 55 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert C Antolini | Robert Christopher Antolini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 10, 2012 - May 30, 2013

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

May 14, 2012 - June 8, 2012

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

December 15, 2011 - January 10, 2012

DIMENSION TRADING GROUP, LLC

BD
CRD#: 147929
NEW YORK, NY
Past

November 27, 2008 - April 30, 2009

SANDERS MORRIS LLC

BD
CRD#: 20580
GARDEN CITY, NY
Past

October 3, 2006 - May 18, 2007

WEDGE SECURITIES, LLC

BD
CRD#: 126776
NEW YORK, NY
Past

June 6, 2006 - September 19, 2006

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 20, 2005 - June 1, 2006

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
NEW YORK, NY
Past

March 29, 1999 - June 22, 2000

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

March 17, 1998 - December 15, 1998

D.E. SHAW SECURITIES, L.L.C.

BD
CRD#: 24332
NEW YORK, NY
Past

September 5, 1996 - April 9, 1998

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY
Past

November 26, 1991 - September 9, 1996

DEUTSCHE IXE, LLC

BD
CRD#: 7172
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 56
Date: 5/12/2012
Proprietary Trader Qualification Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/9/2000
Limited Representative-Equity Trader Exam

Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC
WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: , 8-67986

BD
Terminated by SEC on 03/06/2015
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/09/2008
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

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