Charles E. Cornett
Professional summary
Charles Edmondson Cornett, who also goes by Charlie Cornett, is a registered financial professional currently at NEWEDGE SECURITIES, LLC located in Stamford, Connecticut.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1987. Charles has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Edmondson Cornett's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2024 - Present
NEWEDGE SECURITIES, LLC
Office #1: 2200 Atlantic Street 2nd Fl South, Stamford, CT 06902August 1, 2018 - January 21, 2021
PERSHING ADVISOR SOLUTIONS LLC
April 6, 2006 - August 18, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 21, 1997 - March 22, 2006
CHARLES SCHWAB & CO., INC.
April 21, 1995 - February 13, 1997
AMERICAN INVESTMENT SERVICES, INC.
March 23, 1989 - October 18, 1993
SCOTT & STRINGFELLOW, INC.
January 5, 1988 - December 19, 1988
ROBERT THOMAS SECURITIES, INC
October 21, 1987 - December 22, 1987
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2024)
Exams
Series 7TO
Date: 12/2/2022
General Securities Representative ExaminationSeries 8
Date: 7/8/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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