Kristoffer B. Mack

WAVECREST SECURITIES LLC

New York, NY 10022

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CRD#: 1600055

Professional summary

Kristoffer B Mack, who also goes by Kris Mack, is a registered financial professional currently at WAVECREST SECURITIES LLC located in New York, New York.

Kristoffer is registered as a RR (Registered Representative) and started their career in finance in 1987. Kristoffer has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 10, Series 14, Series 9, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kris Mack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristoffer B Mack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2013 - Present

WAVECREST SECURITIES LLC

Office #1: 750 Lexington Avenue 9th Floor, New York, NY, 10022

CRD#: 160135

New York, NY

Past

February 2, 2010 - March 2, 2012

FOCUS CAPITAL GROUP, INC.

CRD#: 143240

NEW YORK, NY

Past

February 24, 2000 - January 5, 2010

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

April 29, 1996 - February 25, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 13, 1991 - May 15, 1996

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

February 13, 1991 - January 1, 1992

DURIAN SECURITIES, INC.

CRD#: 16290

Past

November 25, 1987 - March 13, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/6/2018)

California
(3/18/2014)

Delaware
(3/26/2013)

Florida
(6/11/2013)

Illinois
(11/30/2016)

Minnesota
(3/25/2016)

New York
(3/18/2013)

Tennessee
(6/2/2020)

Utah
(9/29/2014)

WAVECREST SECURITIES LLC

CRD#: 160135 / SEC#: , 8-69029

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

205 Powell Place, Brentwood, TN 37027

Mailing Address

205 Powell Place, Brentwood, TN 37027

Phone number

(646) 558-6322

Established

Delaware since 12/02/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WAVECREST HOLDINGS LLC	OWNER
CREIGHTON, JOHN MATTHEW	FINOP	1909492
MACK, KRISTOFFER B	PRESIDENT & MANAGING MEMBER	1600055
RAPELLO, PAUL STUART	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	1726017

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kristoffer B. Mack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristoffer B Mack's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUS CAPITAL GROUP, INC.

DEUTSCHE BANK SECURITIES INC.

MORGAN STANLEY & CO. LLC

DB ALEX. BROWN LLC

DURIAN SECURITIES, INC.

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/6/1987

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/25/1987

Series 7

Date: 11/21/1987

Series 10

Date: 1/2/2023

Series 14

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 24

Date: 4/6/2010

Series 8

Date: 5/6/1997

FINRA

Current Firm

WAVECREST SECURITIES LLC

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WAVECREST SECURITIES LLC

TRUST BUT VERIFY

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