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Ned Wesley Bennett

CRD# 1598377·Registered 1987 - 2012
Previously Registered: Being a previously registered professional could mean that Ned is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ned Wesley Bennett was a registered financial advisor. Ned was a previously registered financial professional and started their career in finance 1987 - 2012. Ned had worked at 4 firms and has passed the Series 63, Series 7, Series 3, Series 12, Series 53, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BROKERSXPRESS LLC·CRD# 127081
BD
El Paso, TX
September 30, 2003 - January 3, 2012
OPTIONSXPRESS, INC.·CRD# 103849
BD
El Paso, TX
August 16, 2000 - January 3, 2012
DREYFUS BROKERAGE SERVICES, INC.·CRD# 7289
BD
Los Angeles, CA
September 15, 1997 - June 2, 1999
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
January 5, 1987 - July 14, 1997

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Current Firm

BL
BROKERSXPRESS LLC

BROKERSXPRESS LLC | BXADVISORS | BX INSURANCE SERVICES | BX ASSET MANAGEMENT

CRD#: 127081 / SEC#: 801-66123, 8-65953
BD
Terminated by SEC on 02/05/2012

Contact Information

Established

Illinois since 03/26/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

BROKERSXPRESS DISCLOSURE BROCHURE (5/25/2012)

Direct owners and executive officers

NamePositionCRD#
BROKERSXPRESS ILLINOIS, INC.MANAGING MEMBER—
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER1216310
METZGER, BARRY SCOTTCEO4719211
WETZEL, RONALD LEEFINANCIAL & OPERATIONS PRINCIPAL (FINOP)4671726

Disclosures

Regulatory Event

6

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1986About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1982About the Series 3 exam

Series 12 — NYSE Branch Manager Examination

Passed Nov 1996

Series 53 — Municipal Securities Principal Examination

Passed Feb 1987About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1987About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1987About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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