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Robert Douglas Africk Mr.

TNCP
STAMFORD, CT
·CRD# 1598047·34 years experience

Professional Summary

Robert Douglas Africk MR., who also goes by Robert Douglas Africk, is a registered financial advisor currently at TNCP, LLC located in Stamford, Connecticut. Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Douglas Africk

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

TNCP, LLC·CRD# 150134
BD
1. 9 West Broad Street Suite 510, Stamford, CT 069022. 9 West Broad Street Suite 510, Stamford, CT 06902
December 1, 2009 - Present
WESTBURY GROUP LLC·CRD# 129985
BD
Westport, CT
December 5, 2006 - November 25, 2009
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
January 16, 2003 - June 30, 2004
SOUTHCOAST INVESTMENT GROUP, INC.·CRD# 43506
BD
Houston, TX
April 25, 2002 - December 18, 2002
BLAYLOCK & COMPANY, INC.·CRD# 35669
BD
New York, NY
March 9, 2001 - June 7, 2001
AURIA SERVICES CORP.·CRD# 27851
BD
New York, NY
February 8, 1999 - January 18, 2001
FIELDSTONE PRIVATE CAPITAL GROUP, L.P.·CRD# 28111
BD
New York, NY
May 12, 1998 - September 15, 1998
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 18, 1992 - January 7, 1998

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Current Firm

TL
TNCP, LLC

TNCP, LLC

CRD#: 150134 / SEC#: 8-68220
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

9 West Broad Street Suite 510, Stamford, CT 06902

Mailing Address

9 West Broad Street Suite 510, Stamford, CT 06902

Phone Number

(203) 604-2007

Established

Delaware since 03/26/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRUENORTH CAPITAL PARTNERS LLCMEMBER—
BEATON, DANIEL STEWARTPART-TIME FINOP4240769
GAYNOR, JEFFREY BRIANELECTED MANAGER, SECRETARY, CHIEF COMPLIANCE OFFICER4686162
ROSSETTI, FREDERICK ANTHONYPRESIDENT, TREASURER4686240

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(12/2/2009)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1992About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Douglas Africk MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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