Michael J. Menzer
Professional summary
Michael James Menzer, who also goes by Mike Menzer, is a registered financial professional currently at WOBD, LLC located in Westerville, Ohio.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 22, Series 7, Series 28, Series 39, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Menzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2017 - Present
WOBD, LLC
Office #1: 4960 East Dublin Granville Rd Suite 500, Westerville, OH 43081Office #2: 4960 East Dublin-granville Road Suite 500, Westerville, OH 43081April 5, 1990 - August 1, 2002
PARAMOUNT FINANCIAL CAPITAL MARKETS, INC.
April 8, 1987 - February 21, 1990
SOVEREIGN-AMERICAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2019)
(1/23/2019)
(1/18/2019)
(12/26/2018)
(1/29/2019)
(5/1/2019)
(3/27/2019)
(2/4/2019)
(3/29/2019)
(1/25/2019)
(2/27/2019)
(4/5/2019)
(7/11/2019)
(5/2/2019)
(4/25/2019)
(12/19/2018)
(7/12/2017)
(1/31/2019)
(3/11/2019)
(4/25/2019)
(1/29/2019)
(4/18/2019)
(7/21/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/24/2017
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
WOBD, LLC
CRD#: 285537 / SEC#: , 8-69852
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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