AB
Anthony J. Buglino
CETERA INVESTMENT ADVISERS LLC
HAUPPAUGE, NY 11788
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CRD#: 1595255
AB
Professional summary
Anthony John Buglino, who also goes by Anthony J Buglino, Anthony Buglino, Tony Buglino, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hauppauge, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Anthony has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony J Buglino | Anthony Buglino | Tony Buglino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)S&P ASSOCIATES OF LI INC DBA S&P FINANCIAL SERVICES AND DBA S&P FINANCIAL POSITION: Financial Advisor NATURE: We offer financial planning, investment counseling, and insurance counseling servicesWe also offer retirement and estate planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2024 ADDRESS: 140 Fell Court, SUITE 110, HAUPPAUGE NY 11788, United States DESCRIPTION: Meeting with clientsReviewing client data and current client investmentsReviewing client insurance policiesDesigning investment and insurance solutions based upon the needs of the clients 2)AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance agent NATURE: Sales of insurance products approved through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2024 ADDRESS: 140 Fell Court, SUITE 110, HAUPPAUGE NY 11788, United States DESCRIPTION: Meet with clientsFind insurance product needs and provide insurance options 3)ANTHONY J. BUGLINO CPA P.C. POSITION: Chief Executive Officer NATURE: Small business accounting, bookkeeping, financial statements, tax compliance, tax planning, tax advisory, general financial guidanceIndividual tax compliance, tax planning, tax advisory and personal financial statements INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/07/2000 ADDRESS: 140 FELL COURT, SUITE 110, HAUPPAUGE NY 11788, United States DESCRIPTION: As an employee and officer of AJ Buglino CPA PC my functions are:1) Professional CPA services including: tax compliance, consulting and tax advisory services, financial consulting and compilation financial statement prep for small businesses and individuals, accounting and bookkeeping for business clients2) Administration of practice3) Client acquisition activities and business promotion4)Supervision of Independent contractor (1) providing accounting and bookkeeping services to clients on behalf of my firm
CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Buglino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 140 Fell Court Suite 110, Hauppauge, NY 11788RIA
CRD#: 105644
HAUPPAUGE, NY
Past
February 13, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Hauppauge, NY
Past
September 9, 2021 - November 15, 2022
SAFE HARBOR ASSET MANAGEMENT, INC.
RIA
CRD#: 124787
Hauppauge, NY
Past
January 12, 2021 - September 15, 2021
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
HAUPPUAGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(9/5/2025)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hauppauge, NY 11788TRUST BUT VERIFY
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