James Stemm Bonfils
Professional Summary
James Stemm Bonfils, who also goes by Jim Bonfils, James Stemm Bonfils, is a registered financial advisor currently at MIT ASSOCIATES, LLC located in Tiburon, California. James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 9 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Bonfils, James Stemm Bonfils
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
LIABILITY SOLUTIONS | MIT ASSOCIATES, LLC
Contact Information
Main Address
85 Eastview Avenue, Tiburon, CA 94920Mailing Address
Po Box 774, Tiburon, CA 94920Phone Number
(415) 860-3673Established
California since 04/17/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/12/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Stemm Bonfils's CRS (Customer Relationship Summary).
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