James S. Bonfils
Professional summary
James Stemm Bonfils, who also goes by Jim Bonfils, James Stemm Bonfils, is a registered financial professional currently at MIT ASSOCIATES, LLC located in Tiburon, California.
James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 9 firms and has passed the Series 63, Series 99TO, Series 82TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Stemm Bonfils's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2024 - Present
MIT ASSOCIATES, LLC
October 20, 2021 - May 19, 2023
GLOBAL FRONTERA MARKETS INC.
August 12, 2019 - August 31, 2021
STONEX FINANCIAL INC.
May 16, 2018 - August 1, 2019
GLOBAL FRONTERA MARKETS INC.
February 16, 2012 - May 18, 2018
XTELLUS CAPITAL PARTNERS, INC.
July 20, 2009 - December 14, 2011
NATWEST MARKETS SECURITIES INC.
April 2, 2007 - July 6, 2009
RENCAP SECURITIES, INC.
June 5, 1995 - April 2, 2007
ICBC STANDARD SECURITIES INC.
March 2, 1992 - November 17, 1994
MG TRADING
December 26, 1986 - July 17, 1987
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
MIT ASSOCIATES, LLC
CRD#: 121171 / SEC#: , 8-65386
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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