MH
Michael J. Hagelgans
MMA SECURITIES LLC
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 1588348
MH
Professional summary
Michael Joseph Hagelgans is a registered financial advisor currently at MMA SECURITIES LLC located in Conshohocken, Pennsylvania and MMA ASSET MANAGEMENT LLC located in Conshohocken, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MMA ASSET MANAGEMENT LLC, affiliate of MMA Securities, 8 Tower Bridge Suite 1200, Conshohocken, PA. INVESTMENT RELATED, 11/2010-PRESENT, VICE PRESIDENT, 5 - 10% OF TIME. CONSULTING AND ADVISING TO INDIVIDUALS 2. SOUTHERN SHORE HUMAN RESOURCE MANAGEMENT ASSOCIATION, NJ. NOT FOR PROFIT USED FOR PROFESSIONAL DEVELOPMENT, TREASURER, 1/1/2016-PRESENT. 1 HRS/MONTH, NONE DURING TRADING, RECEIVE FUNDS, PAY VENDORS, AND ASSIST WITH BUDGET. NON INVESTMENT RELATED. 3. VENTOR NJ SCHOOL BOARD NOT INVESTMENT RELATED. START JUNE 2017. BOARD MEMBER. 400 LAFAYETTE AVE VENTNOR NJ. PUBLIC SCHOOL. MEMBER OF SCHOOL BOARD NO FINANCIAL ADVISE OR SERVICE. NON INVESTMENT RELATED. 4. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 95% of his time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Hagelgans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2019 - Present
MMA SECURITIES LLC
Office #1: Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428RIA
BD
CRD#: 44254
Conshohocken, PA
Current
January 8, 2020 - Present
MMA ASSET MANAGEMENT LLC
Office #1: 161 Washington Street Suite 1200, Conshohocken, PA 19428RIA
CRD#: 155426
CONSHOHOCKEN, PA
Current
January 2, 2020 - Present
MMA SECURITIES LLC
Office #1: Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428RIA
BD
CRD#: 44254
Conshohocken, PA
Past
December 2, 2014 - January 27, 2020
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Plymouth Meeting, PA
Past
February 25, 2011 - December 31, 2019
MMA ASSET MANAGEMENT LLC
RIA
CRD#: 155426
PLYMOUTH MEETING, PA
Past
January 3, 2011 - December 31, 2019
THE CENTURION GROUP, LLC
RIA
CRD#: 155430
PLYMOUTH MEETING, PA
Past
November 30, 2010 - November 17, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
PLYMOUTH MEETING, PA
Past
August 1, 2008 - December 1, 2010
NRP ADVISORS, INC.
RIA
CRD#: 141430
PLYMOUTH MEETING, PA
Past
August 1, 2008 - November 30, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
PLYMOUTH MEETING, PA
Past
February 18, 2003 - August 11, 2008
TD WEALTH MANAGEMENT SERVICES INC.
RIA
CRD#: 6940
NORTHFIELD, NJ
Past
February 27, 2002 - August 11, 2008
TD WEALTH MANAGEMENT SERVICES INC.
BD
CRD#: 6940
NORTHFIELD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC
CRD#: 155426 / SEC#: 801-71975
RIA
Registered Investment Advisory firm - (11/10/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2020)
IAR
Maryland(8/20/2025)
IAR
New Jersey(8/21/2025)
RR
New York(1/2/2020)
IAR
Pennsylvania(5/29/2019)
RR
Pennsylvania(1/27/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC
CRD#: 155426 / SEC#: 801-71975
RIA
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Contact information
Main Address
161 Washington Street Suite 1200, Conshohocken, PA 19428
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(610) 684-3200
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 715,242,096 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
