Peter Simpson
Professional summary
Peter Simpson, who also goes by Peter B Simpson, Peter Bernard Simpson, is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Simpson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2022 - Present
AMERIVET SECURITIES, INC.
Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036September 7, 2021 - April 5, 2022
BGC FINANCIAL, L.P.
July 15, 2016 - April 21, 2021
BNY MELLON CAPITAL MARKETS, LLC
April 14, 2014 - July 5, 2016
FHN FINANCIAL SECURITIES CORP.
January 28, 2000 - February 14, 2014
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2022)
(5/4/2022)
(12/11/2023)
(5/4/2022)
(5/4/2022)
(5/4/2022)
(5/5/2022)
(5/4/2022)
(6/7/2023)
Exams
FINRA
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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