Peter Simpson

MISCHLER FINANCIAL GROUP

New York, NY 10036

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CRD#: 1587910

Professional summary

Peter Simpson, who also goes by Peter B Simpson, Peter Bernard Simpson, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

Peter B Simpson | Peter Bernard Simpson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Simpson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2026 - Present

MISCHLER FINANCIAL GROUP, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

CRD#: 37818

New York, NY

Past

May 4, 2022 - September 29, 2026

AMERIVET SECURITIES, INC.

CRD#: 34786

NEW YORK, NY

Past

September 7, 2021 - April 5, 2022

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

July 15, 2016 - April 21, 2021

BNY MELLON CAPITAL MARKETS, LLC

CRD#: 17454

NEW YORK, NY

Past

April 14, 2014 - July 5, 2016

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

NEW YORK, NY

Past

January 28, 2000 - February 14, 2014

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/29/2026)

California
(9/29/2026)

Colorado
(9/29/2026)

Connecticut
(9/29/2026)

Delaware
(9/29/2026)

Florida
(9/29/2026)

Illinois
(9/29/2026)

Maryland
(9/29/2026)

Massachusetts
(9/29/2026)

Michigan
(9/29/2026)

Minnesota
(9/29/2026)

New Jersey
(9/29/2026)

New York
(9/29/2026)

Ohio
(9/29/2026)

Oregon
(9/29/2026)

Pennsylvania
(9/29/2026)

Texas
(9/29/2026)

Washington
(9/29/2026)

Wisconsin
(9/29/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 6/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 1/27/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISCHLER FINANCIAL GROUP, INC.

DILTANA COMPANY, INC. | MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818 / SEC#: , 8-48067

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Mailing Address

19800 Macarthur Blvd. Suite 600, Irvine, CA 92612

Phone number

(949) 720-0640

Established

California since 11/22/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHAMBERLAIN, DEAN ARTHUR	CHIEF EXECUTIVE OFFICER / DIRECTOR/ CHAIRMAN	2262338
HOLMES, DOYLE LAVERN	PRESIDENT, CHIEF OPERATION OFFICER-FINOP, CHIEF COMPLIANCE OFFICER, DIRECTOR	1556260
GTS FINANCIAL LLC	OWNER
SPANGLER, CARL EUGENE	CO-CHIEF COMPLIANCE OFFICER / CFO	5928605

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter Simpson

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISCHLER FINANCIAL GROUP, INC.

AMERIVET SECURITIES, INC.

BGC FINANCIAL, L.P.

BNY MELLON CAPITAL MARKETS, LLC

FHN FINANCIAL SECURITIES CORP.

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Passed: 6/8/2000

SIE

Passed: 10/1/2018

Series 7

Passed: 1/27/2000

FINRA

Current Firm

MISCHLER FINANCIAL GROUP, INC.

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MISCHLER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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