Peter Simpson
Professional Summary
Peter Simpson, who also goes by Peter B Simpson, Peter Bernard Simpson, is a registered financial advisor currently at MISCHLER FINANCIAL GROUP, INC. located in New York, New York. Peter is registered as a RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter B Simpson, Peter Bernard Simpson
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
DILTANA COMPANY, INC. | MISCHLER FINANCIAL GROUP, INC. | MISCHLER AMERIVET
Contact Information
Main Address
19800 Macarthur Blvd. Suite 600, Irvine, CA 92612Mailing Address
19800 Macarthur Blvd. Suite 600, Irvine, CA 92612Phone Number
(949) 720-0640Established
California since 11/22/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Simpson's CRS (Customer Relationship Summary).
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