Alan D. Glatt

OLD CITY SECURITIES LLC

New York, NY 10017

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CRD#: 1587515

Professional summary

Alan David Glatt, who also goes by Alan D Glatt, is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.

Alan is registered as a RR (Registered Representative) and started their career in finance in 1986. Alan has worked at 7 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alan D Glatt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan David Glatt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2025 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue Ph, New York, NY 10017

CRD#: 171910

New York, NY

Past

May 24, 2017 - June 30, 2025

CANDLEWOOD SECURITIES, LLC

CRD#: 126042

NEW YORK, NY

Past

December 18, 2009 - June 23, 2017

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

CRD#: 135131

NEW YORK, NY

Past

January 16, 2009 - July 31, 2009

SANDERS MORRIS LLC

CRD#: 20580

NEW YORK, NY

Past

March 3, 1991 - June 18, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 19, 1988 - March 8, 1991

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

December 23, 1986 - September 28, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/3/2025)

Florida
(7/3/2025)

Illinois
(7/3/2025)

Massachusetts
(7/3/2025)

Michigan
(7/3/2025)

New York
(7/3/2025)

Texas
(7/3/2025)

Exams

State Security Law Exam

Series 63

Date: 2/22/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/3/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OLD CITY SECURITIES LLC

CRD#: 171910 / SEC#: , 8-69488

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

589 Fifth Avenue Ph, New York, NY 10017

Mailing Address

445 Central Avenue, Suite 328, Cedarhurst, NY 11516

Phone number

(212) 671-1976

Established

New York since 04/25/2014

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OLD CITY SECURITIES HOLDINGS GP	HOLDING COMPANY
BARNETT, TREVOR CLARK	MEMBER	4722196
DAMSKI, SETH ADAM	FOUNDING MEMBER	2940303
FELDMAN, EYTAN DOV	MEMBER, CCO, EXECUTIVE REP, AML SUPERVISOR	5708084
MARRONE, MICHAEL THOMAS	FINOP
SIRIGNANO, GEORGE AMERICUS	MANAGING MEMBER	6678999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan D. Glatt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan David Glatt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANDLEWOOD SECURITIES, LLC

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

SANDERS MORRIS LLC

MORGAN STANLEY & CO. LLC

PERSHING LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2010

Series 65

Date: 8/3/1992

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2007

FINRA

Current Firm

OLD CITY SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OLD CITY SECURITIES LLC

TRUST BUT VERIFY

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