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ML

Michael P. Lypka

SKYWORKS SECURITIES
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 1585314
ML

Professional summary

Michael Peter Lypka is a registered financial professional currently at SKYWORKS SECURITIES, LLC located in Greenwich, Connecticut.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Peter Lypka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 15, 2023 - Present

SKYWORKS SECURITIES, LLC

Office #1: 283 Greenwich Avenue 4th Floor, Greenwich, CT 06830
BD
CRD#: 128985
Greenwich, CT
Past

March 27, 2020 - October 3, 2023

SEABURY SECURITIES LLC

BD
CRD#: 41916
NEW YORK, NY
Past

March 18, 2009 - March 20, 2017

SEABURY SECURITIES LLC

BD
CRD#: 41916
NEW YORK, NY
Past

June 21, 2000 - February 26, 2009

BABCOCK & BROWN FINANCIAL CO. LLC

BD
CRD#: 14058
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/23/2024)
RR
New York
(6/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/22/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/20/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SKYWORKS SECURITIES, LLC
SKYWORKS SECURITIES, LLC

CRD#: 128985 / SEC#: , 8-66190

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
283 Greenwich Avenue 4th Floor, Greenwich, CT 06830
Mailing Address
283 Greenwich Avenue 4th Floor, Greenwich, CT 06830
Phone number
(203) 983-6677
Established
Delaware since 11/06/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SKYWORKS CAPITAL, LLCSOLE MEMBER
CRAINE, JEFFREY STEPHENCEO2742836
FORTINO, ANGELINAFINOP/PFO/POO6869135
GAAL, STEVEN TIBORCCO2599333

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWORKS SECURITIES, LLC

CRD#: 128985Greenwich, CT 06830

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