Stephen F. Valeri
Professional summary
Stephen Francis Valeri, who also goes by Stephen F Valeri, Steve Valeri, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tampa, Florida and TRUIST INVESTMENT SERVICES, INC. located in Tampa, Florida.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Stephen has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Francis Valeri's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 401 E Jackson St Fl 20, Tampa, FL 33602August 5, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 401 E Jackson St Fl 1 & 19, Tampa, FL 33602August 9, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 13, 2013 - August 17, 2016
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - August 17, 2016
RAYMOND JAMES & ASSOCIATES, INC.
November 25, 2008 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
October 31, 2008 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 7, 2003 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 5, 2003 - November 4, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 26, 1993 - April 28, 2003
CITIGROUP GLOBAL MARKETS INC.
May 26, 1993 - April 28, 2003
CITIGROUP GLOBAL MARKETS INC.
September 22, 1989 - June 1, 1993
CIBC WORLD MARKETS CORP.
November 21, 1986 - October 11, 1989
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2020)
(9/19/2017)
(11/16/2022)
(10/24/2019)
(6/18/2024)
(8/4/2023)
(8/5/2016)
(8/24/2016)
(8/5/2016)
(6/10/2024)
(5/21/2019)
(5/26/2021)
(1/28/2021)
(8/5/2016)
(6/10/2024)
(8/23/2016)
(5/10/2023)
(4/7/2021)
(8/26/2019)
(4/26/2018)
(8/24/2022)
(5/2/2024)
(8/5/2016)
(8/5/2016)
(2/6/2019)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
