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GD

Glen Y. Dubrowsky

VANGUARD MARKETING
Malvern, PA 19355
Some features on this profile are disabled
CRD#: 1580406
GD

Professional summary


Glen Yvon Dubrowsky, who also goes by Glen Y Dubrowsky, Glen Dubrowsky, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

Glen is registered as a RR (Registered Representative) and started their career in finance in 1986. Glen has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Glen Y Dubrowsky | Glen Dubrowsky

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Glen Yvon Dubrowsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 20, 2025 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355
BD
CRD#: 7452
Malvern, PA
Past

August 9, 2023 - November 15, 2024

TD PRIVATE CLIENT WEALTH LLC

RIA
CRD#: 164484
Ramsey, NJ
Past

August 8, 2023 - November 15, 2024

TD PRIVATE CLIENT WEALTH LLC

BD
CRD#: 164484
Ramsey, NJ
Past

March 21, 2023 - August 17, 2023

MORGAN STANLEY

BD
CRD#: 149777
Morristown, NJ
Past

September 5, 2019 - August 21, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
MORRISTOWN, NJ
Past

August 26, 2019 - August 18, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
MORRISTOWN, NJ
Past

October 8, 2018 - April 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ROSELAND, NJ
Past

October 8, 2018 - April 2, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ROSELAND, NJ
Past

May 17, 2017 - March 8, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

January 2, 2003 - March 8, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
WAYNE, NJ
Past

January 6, 1994 - April 10, 2002

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

October 7, 1987 - October 17, 1988

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

February 6, 1987 - August 6, 1987

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 2, 1987 - February 25, 1987

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

October 23, 1986 - January 2, 1987

MICHELIN AND COMPANY, INC.

BD
CRD#: 14447

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/20/2025)
RR
Pennsylvania
(11/20/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2017
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/22/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


VM
VANGUARD MARKETING CORPORATION
VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: , 8-21570

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
5951 Luckett Court Suite A1, El Paso, TX 79932-1882
Phone number
(610) 669-1000
Established
Pennsylvania since 04/21/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BISORDI, JOHNDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL7526828
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRANCATO, MATTHEW CLARKDIRECTOR, VICE PRESIDENT6220380
JAMES, JOHN MARKDIRECTOR, SENIOR VICE PRESIDENT5594356
KADJESKI, ANDREW MICHAELCHAIRMAN, PRESIDENT, DIRECTOR, CEO4708335
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530

Disclosures


Regulatory Event47
Arbitration8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VANGUARD MARKETING CORPORATION

CRD#: 7452Malvern, PA 19355

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