Edward D. Deverell

SPC

Milton, DE

Some features on this profile are disabled

CRD#: 1580056

Professional summary

Edward D Deverell, AIF®, ChFC®, CLU®, who also goes by Edgar Dempsey Deverell, Edward David Deverell, Edward Dempesy Deverell, Edward Dempsey Deverell, Edward Deverell, is a registered financial advisor currently at SPC located in Milton, Delaware and SIGMA FINANCIAL CORPORATION located in Little Silver, New Jersey.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Edward has worked at 15 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Edgar Dempsey Deverell | Edward David Deverell | Edward Dempesy Deverell | Edward Dempsey Deverell | Edward Deverell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. As an independently licensed insurance agent, I am appointed with various insurance companies. Insurance products include term life and fixed annuities. Approx. 1 hr/mo. 2. Edward Deverell Photography - Portrait and Wedding photographer. Start date: 5/1/22 approx. 6-8 hrs/mo, none during mkt hrs. INV REL: N

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward D Deverell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

June 8, 2020 - Present

SPC

RIA

CRD#: 110692

Milton, DE

Current

June 8, 2020 - Present

SIGMA FINANCIAL CORPORATION

CRD#: 14303

Little Silver, NJ

Past

September 5, 2017 - June 26, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

PARAMUS, NJ

Past

September 5, 2017 - June 26, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

PARAMUS, NJ

Past

August 11, 2010 - September 29, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

LITTLE SILVER, NJ

Past

June 5, 2010 - September 29, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

LITTLE SILVER, NJ

Past

March 17, 2008 - May 20, 2010

STRUCTURED PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 145978

KENNETT SQUARE, PA

Past

September 29, 2004 - December 12, 2005

CLEARVIEW FINANCIAL SERVICES

RIA

CRD#: 131638

RED BANK, NJ

Past

January 6, 2004 - March 3, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 4, 2001 - September 30, 2003

SENTINEL FINANCIAL SERVICES COMPANY

CRD#: 31175

MONTPELIER, VT

Past

April 27, 1993 - February 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

November 7, 1990 - August 10, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 18, 1989 - September 27, 1990

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 18, 1989 - September 27, 1990

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

January 2, 1989 - April 3, 1989

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

January 2, 1989 - April 3, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

November 18, 1986 - November 9, 1987

SALOMON BROTHERS INC.

CRD#: 740

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/21/2025)

Georgia
(6/8/2020)

New Jersey
(6/8/2020)

IAR

New Jersey
(6/9/2020)

New York
(6/8/2020)

IAR

New York
(2/14/2021)

Tennessee
(6/8/2020)

Wyoming
(6/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/26/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/2010

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

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Contact information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Mailing Address

Phone number

(734) 663-1611

Established

Firm type

Fiscal year end

# of Employees

462

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPC FORM ADV WRAP FEE PROGRAM BROCHURE (3/20/2025)

SPC FORM ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	26,544
AUM (Assets Under Management)	$ 5,655,661,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward D. Deverell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward D Deverell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGMA FINANCIAL CORPORATION

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

STRUCTURED PORTFOLIO SOLUTIONS, LLC

CLEARVIEW FINANCIAL SERVICES

LPL FINANCIAL LLC

SENTINEL FINANCIAL SERVICES COMPANY

GUARDIAN INVESTOR SERVICES LLC

NEW ENGLAND SECURITIES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

SPC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2010

Series 63

Date: 11/26/1986

SIE

Date: 10/1/2018

Series 7

Date: 8/9/2010

FINRA

Nasdaq Stock Market

Current Firm

SPC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPC

TRUST BUT VERIFY

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