Lloyd R. Coates
Professional summary
Lloyd Randolph Coates JR, who also goes by Randy Coates Jr, Randy Coates, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Port Orange, Florida and TRUIST INVESTMENT SERVICES, INC. located in South Daytona, Florida.
Lloyd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Lloyd has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lloyd Randolph Coates JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1635 Taylor Rd, Port Orange, FL 32128January 4, 1996 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2580 S Ridgewood Ave, South Daytona, FL 32119Office #2: 1635 Taylor Rd, Port Orange, FL 32128April 25, 1996 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 25, 1992 - December 19, 1994
TRUIST INVESTMENT SERVICES, INC.
September 21, 1988 - August 7, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 26, 1986 - August 4, 1988
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2018)
(10/4/2019)
(11/28/2011)
(1/11/1996)
(8/18/2016)
(1/4/1996)
(8/30/2017)
(3/9/2023)
(9/8/2020)
(8/20/2018)
(6/16/2022)
(1/7/2019)
(8/8/2023)
(1/22/2024)
(8/8/2025)
(4/20/2021)
(3/21/2023)
(3/11/1998)
(9/25/1997)
(9/8/2020)
(1/9/2018)
(8/30/2021)
(5/5/2017)
(9/27/2016)
(6/1/2022)
(8/27/2018)
(10/7/2022)
(9/12/2012)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Port Orange, FL 32128TRUST BUT VERIFY
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