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GN

Gerard J. Nigro

BRIGHTHOUSE SECURITIES
Charlotte, NC 28277
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CRD#: 1577003
GN

Professional summary


Gerard Joseph Nigro is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.

Gerard is registered as a RR (Registered Representative) and started their career in finance in 1986. Gerard has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gerard Joseph Nigro's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 6, 2017 - Present

BRIGHTHOUSE SECURITIES, LLC

Office #1: 11225 North Community House Rd, Charlotte, NC 28277
BD
CRD#: 285300
Charlotte, NC
Past

December 23, 2009 - March 6, 2017

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
CHARLOTTE, NC
Past

December 11, 2008 - April 30, 2009

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
MARVIN, NC
Past

May 31, 2005 - April 24, 2009

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

April 15, 2005 - December 31, 2006

JOHN HANCOCK DISTRIBUTORS LLC

RIA
CRD#: 5249
MARVIN, NC
Past

August 20, 2004 - March 7, 2006

ESSEX NATIONAL SECURITIES, LLC

RIA
CRD#: 25454
NAPA, CA
Past

June 7, 2004 - March 7, 2006

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

October 25, 1999 - January 16, 2004

BNY INVESTMENT CENTER INC.

RIA
CRD#: 47683
NEW YORK, NY
Past

October 8, 1999 - January 16, 2004

BNY INVESTMENT CENTER INC.

BD
CRD#: 47683
NEW YORK, NY
Past

March 16, 1993 - November 2, 1999

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

September 17, 1990 - February 25, 1992

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

March 16, 1989 - July 25, 1990

FINANCIAL HORIZONS SECURITIES CORPORATION

BD
CRD#: 20221
Past

December 3, 1986 - March 30, 1989

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/6/2017)
RR
Arizona
(3/6/2017)
RR
California
(3/6/2017)
RR
District of Columbia
(3/6/2017)
RR
Florida
(4/23/2019)
RR
Georgia
(3/6/2017)
RR
Hawaii
(3/6/2017)
RR
Iowa
(3/6/2017)
RR
Kentucky
(3/6/2017)
RR
Louisiana
(3/6/2017)
RR
Minnesota
(3/6/2017)
RR
Mississippi
(3/6/2017)
RR
Montana
(3/6/2017)
RR
Nevada
(3/6/2017)
RR
New Hampshire
(3/6/2017)
RR
New Mexico
(3/6/2017)
RR
New York
(3/6/2017)
RR
North Carolina
(3/6/2017)
RR
North Dakota
(3/6/2017)
RR
Ohio
(3/6/2017)
RR
Oklahoma
(3/6/2017)
RR
Oregon
(3/6/2017)
RR
Rhode Island
(3/6/2017)
RR
South Carolina
(3/6/2017)
RR
South Dakota
(3/6/2017)
RR
Utah
(3/6/2017)
RR
Vermont
(3/6/2017)
RR
Washington
(3/6/2017)
RR
Wyoming
(3/6/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/5/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BRIGHTHOUSE SECURITIES, LLC
BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300 / SEC#: , 8-69845

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
11225 North Community House Road, Charlotte, NC 28277
Mailing Address
11225 North Community House Road, Charlotte, NC 28277
Phone number
(800) 848-3854
Established
Delaware since 02/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BRIGHTHOUSE HOLDINGS, LLCSOLE MEMBER (SHAREHOLDER)
BEAULIEU, PHILIP JOHNATHONVICE PRESIDENT5300540
DAVIS, MICHAEL BENJAMINVICE PRESIDENT1742347
LAMBERT, MYLES JOSEPHCHAIRMAN PRESIDENT AND CEO3107551
LEINTZ, DONALD ANTHONYVICE PRESIDENT4374813
MACILVANE, KEVIN MICHAEL JRVICE PRESIDENT5164574
MARTINEZ, JOHN GREGORYPRINCIPAL FINANCIAL OFFICER2210722
MORGAN, JANET MARIEVICE PRESIDENT6770849
NIGRO, GERARD JOSEPHSENIOR VICE PRESIDENT1577003
PROHONIC, KRISTIN LEECHIEF COMPLIANCE OFFICER3048592

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300Charlotte, NC 28277

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