John C. Hatton

ZEUS FINANCIAL

MATTHEWS, NC

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CRD#: 1570311

Professional summary

John Christopher Hatton is a registered financial professional currently at ZEUS FINANCIAL, LLC located in Matthews, North Carolina.

John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2018 - Present

ZEUS FINANCIAL, LLC

CRD#: 18192

MATTHEWS, NC

Past

January 31, 2014 - July 9, 2018

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758

CHARLOTTE, NC

Past

November 7, 2006 - January 31, 2014

JVB FINANCIAL GROUP, LLC

CRD#: 104412

CHARLOTTE, NC

Past

June 25, 1998 - November 15, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 1, 1998 - April 29, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

September 6, 1996 - April 1, 1998

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

October 16, 1989 - June 21, 1995

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

December 23, 1986 - September 28, 1989

FIRST EQUITY CORPORATION OF FLORIDA

CRD#: 9

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/3/2018)

New York
(7/3/2018)

North Carolina
(7/3/2018)

Exams

State Security Law Exam

Series 63

Date: 8/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/23/1999

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ZEUS FINANCIAL, LLC

CRD#: 18192 / SEC#: , 8-36214

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Mailing Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Phone number

(561) 708-0700

Established

Florida since 03/17/1986

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BUTKEVITS, LETICIA VERA	MEMBER	6717105
ORCHID BAY FINANCIAL HOLDINGS, LLC	MEMBER
ACHILLE, RALPH	CCO	5875142
BUTKEVITS, VINCENT WILLIAM III	CEO	1818987
KUMAR, PARDEEP	MANAGING DIRECTOR	5214503
PISCATELLI, DAVID ANTHONY	COO	4027320
SHUMBERG, IVANA MARCELLA	FINOP/PFO	3167225
TROUSDALE, LAUREN NICOLE	FINOP/POO	5622407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

John C. Hatton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Christopher Hatton's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHEN & COMPANY SECURITIES, LLC

JVB FINANCIAL GROUP, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BARNETT INVESTMENTS, INC.

BARNETT INVESTMENTS, INC.

FIRST EQUITY CORPORATION OF FLORIDA

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2001

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/20/1986

Series 24

Date: 3/14/2000

Series 53

Date: 9/23/1999

FINRA

Current Firm

ZEUS FINANCIAL, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ZEUS FINANCIAL, LLC

TRUST BUT VERIFY

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