Charlene E. Rigelman
Professional summary
Charlene Elizabeth Rigelman, who also goes by Char Johnson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Frontenac, Minnesota and NYLIFE SECURITIES LLC located in Frontenac, Minnesota.
Charlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Charlene has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charlene Elizabeth Rigelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 28896 Leroy Ave, Frontenac, MN 55026November 12, 1986 - Present
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2012)
(6/13/2003)
(3/21/2012)
(2/7/2022)
(10/7/2021)
(12/4/1986)
(1/8/2014)
(12/13/2022)
(6/7/2018)
(6/15/2017)
(6/10/2024)
(10/7/2021)
(3/4/1988)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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