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SM

Steven M. Macnamara

INTERACTIVE BROKERS
Greenwich, CT 06830
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CRD#: 1569776
SM

Professional summary


Steven Michael Macnamara, CFA is a registered financial professional currently at INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1986. Steven has worked at 6 firms and has passed the Series 63, Series 65, Series 3, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Steven Michael Macnamara's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

January 16, 2021 - Present

INTERACTIVE BROKERS CORP.

Office #1: Pickwick Plaza, Greenwich, CT 06830
BD
CRD#: 117942
Greenwich, CT
Past

July 27, 2016 - October 7, 2016

MKD WEALTH

RIA
CRD#: 144994
AUBURN HILLS, MI
Past

January 5, 2012 - December 31, 2015

HORIZONS WEST CAPITAL PARTNERS, LLC

RIA
CRD#: 124994
NEWTOWN, CT
Past

February 11, 2009 - December 31, 2011

HORIZONS WEST CAPITAL PARTNERS, LLC

RIA
CRD#: 124994
NEWTOWN, CT
Past

July 16, 1996 - May 17, 2001

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

October 28, 1987 - January 1, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

BD
CRD#: 76
Past

November 21, 1986 - October 27, 1987

FEDERATION FOR FINANCIAL INDEPENDENCE

BD
CRD#: 13355

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/1/2021)
RR
Alaska
(3/1/2021)
RR
Arizona
(4/29/2021)
RR
Arkansas
(3/1/2021)
RR
California
(3/1/2021)
RR
Colorado
(2/12/2021)
RR
Connecticut
(2/16/2021)
RR
Delaware
(3/1/2021)
RR
District of Columbia
(2/12/2021)
RR
Florida
(2/12/2021)
RR
Georgia
(3/1/2021)
RR
Hawaii
(3/1/2021)
RR
Idaho
(2/12/2021)
RR
Illinois
(3/1/2021)
RR
Indiana
(3/1/2021)
RR
Iowa
(3/1/2021)
RR
Kansas
(3/1/2021)
RR
Kentucky
(3/1/2021)
RR
Louisiana
(2/12/2021)
RR
Maine
(3/1/2021)
RR
Maryland
(2/12/2021)
RR
Massachusetts
(3/1/2021)
RR
Michigan
(3/1/2021)
RR
Minnesota
(3/1/2021)
RR
Mississippi
(3/1/2021)
RR
Missouri
(3/1/2021)
RR
Montana
(3/1/2021)
RR
Nebraska
(3/1/2021)
RR
Nevada
(3/1/2021)
RR
New Hampshire
(3/1/2021)
RR
New Jersey
(3/1/2021)
RR
New Mexico
(3/1/2021)
RR
New York
(3/1/2021)
RR
North Carolina
(3/1/2021)
RR
North Dakota
(3/1/2021)
RR
Ohio
(2/12/2021)
RR
Oklahoma
(3/1/2021)
RR
Oregon
(3/1/2021)
RR
Pennsylvania
(3/1/2021)
RR
Puerto Rico
(2/12/2021)
RR
Rhode Island
(3/1/2021)
RR
South Carolina
(3/1/2021)
RR
South Dakota
(3/1/2021)
RR
Tennessee
(3/1/2021)
RR
Texas
(3/1/2021)
RR
Utah
(3/1/2021)
RR
Vermont
(3/1/2021)
RR
Virgin Islands
(3/1/2021)
RR
Virginia
(3/1/2021)
RR
Washington
(3/1/2021)
RR
West Virginia
(3/1/2021)
RR
Wisconsin
(3/1/2021)
RR
Wyoming
(3/1/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 3/1/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/15/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm


IB
INTERACTIVE BROKERS CORP.
CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: , 8-53615

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
Pickwick Plaza, Greenwich, CT 06830
Mailing Address
Two Pickwick Plaza, Greenwich, CT 06830
Phone number
(203) 618-5700
Established
Delaware since 01/16/2009
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
IB EXCHANGE CORP.OWNER
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173
SANDERS, STEVEN JAYEXECUTIVE VICE PRESIDENT SALES AND MARKETING2812548

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTERACTIVE BROKERS CORP.

CRD#: 117942Greenwich, CT 06830

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