William S. Jarrett
Professional summary
William Sheldon Jarrett JR, who also goes by Bill Jarrett, Bill Jarrett, Jarrett, is a registered financial professional currently at TNCP, LLC located in Stamford, Connecticut.
William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Sheldon Jarrett JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2015 - Present
TNCP, LLC
Office #1: 9 West Broad Street Suite 510, Stamford, CT 06902November 1, 2013 - June 16, 2014
STILLPOINT CAPITAL, LLC
November 17, 2010 - September 16, 2013
HENNEPIN PARTNERS LLC
June 19, 2008 - March 24, 2009
LAZARD MIDDLE MARKET LLC
December 7, 2007 - July 23, 2008
LAZARD FRERES & CO. LLC
May 13, 1997 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
October 19, 1987 - January 7, 1993
PRUDENTIAL EQUITY GROUP, LLC
December 23, 1986 - November 10, 1987
SAMUEL MONTAGU, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2015)
(12/15/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TNCP, LLC
CRD#: 150134 / SEC#: , 8-68220
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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