Phillip Bradley Courten
Professional Summary
Phillip Bradley Courten, who also goes by Phillip B Courten, is a registered financial advisor currently at TELEGRAPH HILL BD LLC located in San Francisco, California. Phillip is registered as a RR (Registered Representative) and started their career in finance in 1991. Phillip has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Phillip Bradley Courten, Phillip B Courten
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TELEGRAPH HILL ADVISORS, LLC | TELEGRAPH HILL BD LLC
Contact Information
Main Address
535 Mission Street 14th Floor, San Francisco, CA 94105Mailing Address
535 Mission Street 14th Floor, San Francisco, CA 94105Phone Number
(415) 523-0055Established
California since 12/13/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/20/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jul 2020About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Phillip Bradley Courten's CRS (Customer Relationship Summary).
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