Michael J. Jordan

TRAYNOR CAPITAL MANAGEMENT

Malvern, PA 19355

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CRD#: 1565375

Professional summary

Michael John Jordan, who also goes by Mike Jordan, is a registered financial advisor currently at TRAYNOR CAPITAL MANAGEMENT located in Malvern, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Jordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Jordan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2024 - Present

TRAYNOR CAPITAL MANAGEMENT

Office #1: 418 E King St, Malvern, PA 19355

RIA

CRD#: 138881

Malvern, PA

Past

June 18, 2020 - September 18, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Wayne, PA

Past

June 17, 2020 - September 18, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Wayne, PA

Past

April 29, 2015 - December 20, 2019

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

November 16, 2000 - April 30, 2015

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

April 25, 1995 - November 13, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

July 14, 1987 - April 11, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 26, 1986 - April 23, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAYNOR CAPITAL MANAGEMENT

TRAYNON CAPITAL MANAGEMENT | TRAYNOR, KEITH THOMAS | TRAYNOR CAPITAL MANAGEMENT, INC. | TRAYNOR CAPITAL MANAGEMENT

CRD#: 138881 / SEC#: 801-78760

RIA

Registered Investment Advisory firm - (11/5/2013 Approved)

Georgia

Registered Investment Advisory firm - (11/7/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (11/21/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (11/7/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/12/2013 Terminated)

Texas

Registered Investment Advisory firm - (11/7/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/9/2020

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/23/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/1996

General Securities Principal Examination

Current Firm

TRAYNOR CAPITAL MANAGEMENT

TRAYNON CAPITAL MANAGEMENT | TRAYNOR, KEITH THOMAS | TRAYNOR CAPITAL MANAGEMENT, INC. | TRAYNOR CAPITAL MANAGEMENT

CRD#: 138881 / SEC#: 801-78760

RIA

Registered Investment Advisory firm - (11/5/2013 Approved)

Georgia

Registered Investment Advisory firm - (11/7/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (11/21/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (11/7/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/12/2013 Terminated)

Texas

Registered Investment Advisory firm - (11/7/2013 Terminated)

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Contact information

Main Address

418 E King St, Malvern, PA 19355

Mailing Address

Phone number

(610) 993-9050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRAYNOR CAPITAL MANAGEMENT ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,425
AUM (Assets Under Management)	$ 1,845,679,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PACIFIC SELECT DISTRIBUTORS, LLC

MFS FUND DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

TRAYNOR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/9/2020

Series 65

Date: 8/23/1993

Series 63

Date: 10/9/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

Series 24

Date: 2/27/1996

Current Firm

TRAYNOR CAPITAL MANAGEMENT

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAYNOR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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