Nelson Young
Professional summary
Nelson Young is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.
Nelson is registered as a RR (Registered Representative) and started their career in finance in 1994. Nelson has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nelson Young's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2019 - Present
EXOS SECURITIES LLC
Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001Office #2: 1370 Broadway Suite 1450, New York, NY 10018September 16, 2024 - May 29, 2026
EXOS ASSET MANAGEMENT LLC
October 8, 2009 - March 12, 2013
NATWEST MARKETS SECURITIES INC.
February 9, 2009 - September 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 2009 - September 29, 2009
BANC OF AMERICA SECURITIES LLC
October 10, 2005 - February 9, 2009
MERRILL LYNCH GOVERNMENT SECURITIES INC.
April 27, 2005 - February 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 1994 - March 23, 2005
MORGAN STANLEY MARKET PRODUCTS INC.
October 5, 1994 - March 23, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2019)
Exams
FINRA
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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