William E. Kohr
Professional summary
William Edward Kohr is a registered financial professional currently at DC ADVISORY located in Washington Dc, District Of Columbia.
William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Edward Kohr's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2009 - Present
DC ADVISORY
Office #1: 1425 K Street, Nw Suite 900, Washington Dc, DC 20005Office #2: 225 W. Wacker Drive Suite 1750, Chicago, IL 60606November 28, 2017 - March 16, 2018
SIGNAL HILL CAPITAL GROUP LLC
April 22, 2002 - March 5, 2009
CITIGROUP GLOBAL MARKETS INC.
November 3, 2000 - April 5, 2001
CREDIT SUISSE SECURITIES (USA) LLC
May 3, 1995 - April 6, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2015)
(2/19/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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