John C. Vasu
Professional summary
John Charles Vasu Jr, CLU®, who also goes by John Charles Vasu, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Tampa, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Charles Vasu Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2026 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 5331 Primrose Lake Cir Ste 121, Tampa, FL 33647-3597March 13, 2025 - April 16, 2026
ALLSTATE FINANCIAL ADVISORS, LLC
March 4, 2025 - April 16, 2026
ALLSTATE FINANCIAL SERVICES, LLC
November 18, 2024 - March 10, 2025
LPL ENTERPRISE, LLC
November 14, 2024 - March 10, 2025
LPL ENTERPRISE, LLC
June 26, 2024 - November 12, 2024
PRUCO SECURITIES, LLC.
June 25, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
September 26, 2022 - June 26, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
June 15, 2022 - June 26, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
September 15, 2014 - June 1, 2022
ALLSTATE FINANCIAL SERVICES, LLC
April 10, 2014 - September 22, 2014
SAYBRUS EQUITY SERVICES, LLC
March 5, 2012 - May 12, 2014
ALLSTATE FINANCIAL SERVICES, LLC
February 7, 2012 - February 9, 2012
M HOLDINGS SECURITIES, INC.
July 11, 2011 - February 28, 2012
EQUITABLE ADVISORS, LLC
November 30, 2006 - July 7, 2011
NEW ENGLAND SECURITIES
February 9, 2006 - November 15, 2006
PRUCO SECURITIES, LLC.
August 22, 2002 - September 7, 2005
NYLIFE SECURITIES LLC
May 10, 2001 - June 13, 2002
STATE FARM VP MANAGEMENT CORP.
February 2, 2000 - September 25, 2000
CONSECO EQUITY SALES, INC.
January 27, 1992 - February 4, 1999
METROPOLITAN LIFE INSURANCE COMPANY
January 27, 1992 - February 4, 1999
MSI FINANCIAL SERVICES, INC.
March 19, 1990 - July 24, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 19, 1990 - July 24, 1991
PRUCO SECURITIES, LLC.
November 10, 1986 - October 12, 1988
HISTORIC SQUARE EQUITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2026)
(5/1/2026)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
